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HomeMy WebLinkAbout1992 CITY OF BANGOR MAINE � Financial Statements and Other Financial Information For The Year Ended June 30, I 992 � J � `,��1 �F BANC� �� v � �Il� ��i " ij�� � �'�w �n� = er � = _� - ��M O`��` � �� ' � 'p' " ry A !-� � - ti ��RqrEu, F��. �, CITY OF BANGOR, MAINE Annual Financial Report June 30, 1992 Table of Contents Exhibit . Pa e s INDEPENDENT AUDITOR'S REPORT FINANCIAL STATEMENTS Combined Balance Sheet--All Fund Types and Account Groups 1 1 - 2 Combined Statement of Revenues, Expenditures, and Changes in Fund Balances--All Governmen.tal Fund Types and Expendable Trust Funds 2 3 - 4 Statement of Revenues, Expenditures, and Changes in Unreserved/Undesignated Fund Balance-- Budget and Actual--General Fund 3 5 Combined Statement of Revenues, Expenses, and Changes in Retained Earnings/Fund Balances-- All Proprietary Fund Types and Similar Trust Funds 4 6 Combined Statement of Cash Flows--All Proprietary Fund Types and Similar Trust Funds 5 7 - 8 Notes to Financial Statements 9 - 33 ' Schedule Pacre s ADDITIONAL INFORMATION Governmental Funds: . General Fund: Balance Sheet A - 1 34 Statement of Revenues, Expenditures, and Changes in Unreserved/Undesignated Fund Balance--Budget and Actual A - 2 35 - 37 Special Revenue Funds : Combining Balance Sheet B - 1 38 Combining Statement of Revenues, Expenditures and Changes in Fund Balances B - 2 39 Capital Projects Funds : Balance Sheet C - 1 40 Combining Statement of Revenues, Expenditures and Changes in Fund Balances C - 2 41 Schedule PaQe(sl ADDITIONAL INFORMATION (Continued) Proprietary Funds : - Enterprise Funds : Combining Balance Sheet D - 1 42 - 43 Combining Statement of Revenues, Expenses, and Changes in Retained Earnings D - 2 44 Combining Statement of Cash Flows D - 3 45 - 46 Fiduciary Funds : Trust. and Agency Funds: Combining Balance Sheet E - 1 47 Expendable Trust Funds - Statement of Revenues, Expenditures, and Changes in Fund Balances E - 2 48 Nonexpendable Trust Funds - Combining Statement of Revenues, Expenses, and Changes in Fund Balances E - 3 49 Nonexpendable Trust Funds - Combining Statement of Cash Flows E - 4 50 Schedule of Assessed Valuation, Commitment, and Collections F 51 Table Pa e s STATISTICAL SECTION Property Tax Valuations, Levies and Collections - Last Ten Fiscal Periods 1 52 Local Assessed Valuations - Last Ten Fiscal Periods 2 53 General Fund Expenditures by Function - Last Ten Fiscal Periods 3 54 General Fund Revenue by Source - Last Ten Fiscal Periods 4 55 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Fund Expenditures - Last Ten Fiscal Periods 5 56 Debt Service Requirements to Maturity - General Obligation Bonds 6 57 Table Pa e s STATISTICAL SECTION (Continued) Ratio of General Bonded Debt to Assessed Value and General Bonded Debt per Capita - Last Ten Fiscal Periods 7 58 Four Year Historical Trend Information - Defined Benefit Pension Plan - Participating Local District Plan 8 59 BRANTNER THIBODEAU 8L ASSOCIATES Certified Public Accountants Key Plaza• 23 Water Street Post Office Box 864 Bangor, ME 04402-0864 (207) 947-3325 INDEPENDENT AUDITOR'S REPORT Honorable Mayor and City Council City of Bangor, Maine We have audited the accompanying general purpose financial statements of the City of Bangor, Maine, as of and for the year ended June 30, 1992 , as listed in the table of contents . These general purpose financial statements are the responsibility of the City of Bangor, Maine's management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards . Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements . An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the City of Bangor, Maine, as of June 30, 1992, and the results of its operations and cash flows vf its proprietary and nonexpendable trust funds for the year then ended in conformity with generally accepted accounting principles . Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The combining , and individual fund and account group financial statements, schedules and statistical information listed in the table of contents are presented for purposes of additional analysis and are not a required part of the general purpose financial statements of the City of Bangor, Maine. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly presented in all material respects in relation to the general purpose financial statements taken as a whole. L� � -* A March 2 , 1993 ' This page left intentionally blank. '( CITY OF BANGOR, MAINE All Fund Types and Account Groups Combined Balance Sheet June 30, 1g92 (with comparative totals for June 30, 1991) Governmental Fund Types Special Capital General Revenue Projects Assets and Other Debits Cash on hand $ 2,132 $ 250 $ - Equity in pooled cash and investments (Note 2) 2,383,471 226, 307 378,796 Investments at cost (Note 2) 50,000 - - Receivables : Taxes, including interest, penalties and liens (net of allowance for uncollectible taxes of $95, 000 in 1992 and $240,000 in 1991) (Note 3) - 2,831,040 - - Accounts (net, where applicable of allowance for estimated uncollectible accounts of $409 ,294 in 1992 and $276,501 in 1991) 338,057 - - Loans (net of allowance for uncollectible accounts of $48 , 616 in 1992 ) - 2 , 743,277 - � Deferred special assessments - - 30, 130 Interest 17 ,436 734 21 Contribution - - 491,843 Due from water district - - - Due from other funds - - - Due from other governments (Note 4) 2 , 177 ,393 150,299 - Investment in direct financing lease (Note 16} - - - Inventory, at cost 357, 900 - - Prepaid expenses 47,533 - - Property, plant & equipment (net of accumulated depreciation) (Note 5) - . - - Amount to be provided for retirement of general long-term debt - - - Due from bond trustee (Note 7) - - - Other assets (Note 19 ) - - 51, 140 Total assets and other debits $ 8,204 ,962 $ 3, 120,867 $ 951,930 * Restated, Note 13 Certain 1991 amounts have been reclassified to conform with current year presentation. The accompanying notes are an integral part of these financial statements . ! Exhibit 1 Proprietary Fiduciary Fund Tvpe Fund Tvpe Account Groups General General Totals Trust and Fixed Long-term (Memorandum Only) Enterprise Aqencv Assets Debt 1992 1991* $ 53,479 $ - $ - $ - $ 55, 861 $ 58,511 15,369 ,210 476, 305 - - 18,834, 089 13,978, 910 - 3, 018,210 - - 3,068,210 2,390, 606 - - - - 2, 831, 040 2,282, 191 3,377,946 509 - - 3,716 ,512 4,518,760 - 55, 642 - - 2,798,919 2,501, 189 119 ,525 - - - 149 , 655 150, 649 20,488 2 , 001 - - 40, 680 - - - - - 491,843 - 30,986 - - - 30, 986 42, 785 1, 156,498 - - - 1, 156,498 2, 033, 661 2 , 386, 669 10,384 - - 4,724,745 2, 833,430 1,337 , 662 - - - 1, 337, 662 1, 023, 826 163,240 - - - 521, 140 640, 079 54, 694 - - - 102 ,227 72, 050 152,272,010 - 61,523,652 - 213,795, 662 193,875,217 - - - 16, 833,523 16, 833,523 16,273,513 6,241,243 - - - 6,241,243 18,450, 638 2 , 353 ,800 - - - 2 ,404 ,940 1, 146 , 128 $184,937,450 $ 3 ,563,051 $ 61,523,652 $ 16 , 833 ,523 $279 , 135 ,435 $262 ,272 , 143 1 CITY OF BANGOR, MAINE All Fund Types and Account Groups Combined Balance Sheet June 30, 1}92 (with comparative totals for June 30, 1991) Governmental Fund Types Special Capital General Revenue Proiects Liabilities Accounts payable $ 768,060 $ 35,838 $ 346 ,075 Workers ' compensation (Note 12) 619 ,800 - - Accrued leave - - - Accrued payroll & withholdings 1,528,589 1, 145 - Accrued interest - - - Accrued expenses - - - Tax collected in advance 19 ,700 - - Amounts held by agency funds for others - - - Deferred revenue (Note 6} 2,386 , 697 2,743,277 - Due to rehabilitation recipients - 70,468 - Due to other funds - - - Developer payable - - - General obligation bonds (Note 7) - - - Arbitrage payable - - - Obligations under capital lease (Note 22) - - - Direct financing lease payments payable (Note 16) - - - Unearned income - - - Deferred sewer assessments - - - Total liabilities 5 ,322 , 846 2 , 850 ,728 346 , 075 Fund ectuitv Contributed capital (Note 8) - - - Investment in general fixed assets (Note 5) - - - Retained earnings : Appropriated - - - Unappropriated - - - Fund balances : Reserve for: Encumbrances 415,387 21,394 3,069,507 Loans (Note 14) � - - - Endowments (Note 14) - - - Unreserved: Designated for subsequent years expenditures (Note 9) 1,642,340 248,745 (2,656,257) Undesignated 824 ,389 - 192 , 605 Total fund equity 2 ,882 , 116 270 . 139 605 ,855 Total liabilities and fund equity $ 8,204 ,962 $ 3, 120, 867 $ 951,930 * Restated, Note 13 The accompanying notes are an integral part of these financial statements . Exhibit 1, (Cont. l Proprietary Fiduciary Fund Ty��,e Fund Type Account Groups General General Totals Trust and Fixed Long-term (Memorandum Only) Enterprise Aqencv Assets Debt 1992 1991* $ 2 ,939 ,616 $ - $ - $ - $ 4,089 ,589 $ 2,671,247 860,424 - - 884, 103 2,364,327 2,091,348 200,568 - - 625,022 825,590 785,522 86,885 - - - 1,616, 619 1,543,016 775,072 - - - 775,072 641,084 22, 112 - - - 22,112 32,432 - - - - 19 ,700 15,829 - 2 , 667, 714 - - 2, 667,714 2,223,598 39,044 - - - 5, 169 ,018 4,444, 191 - - - - 70,468 - 1, 156 ,498 - - - 1, 156,498 2,033,661 73, 118 - - - 73, 118 73, 118 40,761,035 - - 15,098,965 55, 860,000 50,405,000 89 , 639 - - 148,563 238,202 226,421 - - - 76,870 76,870 54, 124 743,744 - - - 743,744 897,630 593,918 - - - 593,918 126, 196 119 ,525 - - - 119 ,525 120,519 48 ,461, 198 2 ,667 ,714 - 16 ,833 ,523 76 ,482 , 084 68 ,384 ,936 103,674 ,985 - - - 103,674,985 105,023,486 - - 61,523,652 - 61,523,652 56,660,617 4,335,014 - - - 4,335,014 1,569, 918 28,466,253 - - - 28,466,253 25,591,937 - - - - 3,506,288 435, 195 - 104, 017 - - 104,017 99,203 - 516,900 - - 516,900 547,443 - 274,420 - - (490,752) 4,613,395 - - - - 1,016 , 994 (653,987) 136 ,476 ,252 895,337 61,523,652 - 202 ,653 ,351 193,887 ,207 $184 ,937 ,450 $ 3,563,051 $ 61,523,652 $ T6,833,523 $279 , 135,435 $262,272, 143 2 E�ibit 2 CITY OF BANC�OR, MAINE All Govenm�ntal F1ind Types and Expendable Trust �nds Cambined Stat�nent of Revenues, F.�penditures, and Changes in Et�nd Balances Year Ended June 30, 1992 . Fiduciary Goverrunental Fund Typ�s Fund 2� Zbtal Special Capii:al Exp�ndable (M�morandum General Revenue Projects Trust Only) Revenues: Taxes - (Note 3) $ 28,728,622 $ - $ - $ - $ 28,728,622 Intergaverrur�ntal 11,366,929 1,434,326 191,771 - 12,993,026 Licenses and permits 232,584 - - - 232,584 Charges for services 5,937,666 - - - 5,937,666 Fines, forfeits, and penalties 12,486 - - - 12,486 Revenue frcan use of money and property 518,517 8,732 53,059 564 580,872 Reimburseqnents 2,770,739 - - - 2,770,739 Program incc8ne - 254,494 - - 254,494 Contributions - - 1,156,843 13,257 _ 1,170,100 'Ibtal revenues 49,567,543 1,697,552 1,401,673 13,821 52,680,589 Expenditures: � General gavernn�ent 3,366,159 - - - 3,366,159 Public safety 8,052,781 - - - 8,052,781 Health, welfare, and recreation 4,527,015 - - - 4,527,015 Public builclings and services 4,048,948 - - - 4,048,948 Other agencies 1,796,519 - - - 1,796,519 Education 25,301,542 - - - 25,301,542 Other appropriations 1,408,984 - - - 1,408,984 Canmunity dev�elo�anent block grants - 1,646,026 - - 1,646,026 Urban development - 33,586 - - 33,586 Payments to beneficiaries - - - 7,087 7,087 Capital additions - - 4,470,933 - 4,470,933 Zbtal expenditures 48,501,948 1,679,612 4,470,933 7,087 54,659,580 Excess (deficiency) of revenues aver � expenditures 1,065,595 17,940 (3,069,260) 6,734 (1,978,9911 Z'he acccanpanying notes are an integral part of these financial stateqnents. 3 Exh�bit 2, (Cont.1 CITY OF BANC'�OR, MAINE All Govei7miental E�nd Types and Expendable Trust �.inds Combined Statement of Revenues, Expenditures, and Changes in �nd Balances Year Ended June 30, 1992 Fiduciary Governrr�ntal Fund Ty�s �nd Type Zbtal Special Capital E�ndable (Mc�norandum C�neral Itevenue Proiects Trust Only) Other financing sources (uses) : Operating transfers out (476,064) - (137,997) - (614,061) Bond anticipation note proceeds - - 2,200,000 - 2,200,000 Zbtal other financing sources (uses) (476,064� - 2,062,003 - 1,585,939 Excess (deficiency) of revenues and other financing sources aver expenditures and other uses 589,531 17,940 (1,007,257) 6,734 (393,052) �.ind balances, beginning of period 2,292,585 252,199 1,613,112 9,422* 4,167,318 Etiind balances, end of period $ 2,882,116 $ 270,139 $ 605,855 $ 16,156 $ 3,774,266 * Restated, Note 13 The accampanying notes are an 'integral part of these financial statc�ments. 4 Exhibit 3 CITY OF BANGOR, MAINE General Fund Statement of Revenues, Expenditures, and Changes in Unreserved/Undesignated Fund Balance - Budget and Actual Year Ended June 30, 1992 Variance - Favorable Revenues: BudQet Actual �Unfavorable� Taxes (Note 3) $ 28,887,034 $ 28 , 728, 622 $ ( 158,412 ) Intergovernmental 11,598,065 11, 366,929 (231, 136) Licenses and permits 184,437 232,584 48, 147 Charges for services 5,729 ,875 6,373,587 643, 712 Fines, forfeits and penalties 13,000 12,486 (514) Revenue from use of money and property 507 , 364 505, 967 ( 1, 397 ) Reimbursements 2 ,242 ,458 2 . 804 , 902 562 ,444 Total revenues 49 , 162 ,233 50 , 025 , 077 862 , 844 Expenditures : General government 2,984,460 3, 184,909 (200,449 ) Public safety 8, 169 ,238 8, 054, 011 115,227 Health, welfare, and recreation 4, 023, 612 4,558, 135 (534,523) Public buildings and services 4,486,030 4, 049 , 770 436 ,260 Other agencies 1,796, 178 1,796,519 ( 341) Education 26 , 010,256 25, 387, 052 623,204 Other appropriations 1,479 ,325 1 ,408 , 984 70 , 341 Total expenditures 48 , 949 , 099 48 ,439 , 380 509 ,719 Excess of revenues over . expenditures 213 , 134 1,585 ,697 1, 372 ,563 Other financing sources (uses) : Appropriation from designated fund balances 295,355 818,520 523, 165 Operating transfers in 9 ,300 9 ,300 - Operating transfers out (517 ,7891 �415 ,232� 102 ,557 Total other financing sources (uses) (213, 1341 (412 ,588� 625 ,722 Excess of revenues and other financing sources over expenditures and other uses $ - 1,998,285 $ 1, 998,285 Fund balance undesignated/unreserved, at beginning of year (762, 686) � Balances carried to succeeding year (411 .210� Fund balance undesignated/unreserved, at end of year $ 824 ,389 The accompanying notes are an integral part of these financial statements . 5 Exhibit 4 CITY OF BANGOR, MAINE A11 Proprietary Fund Types and Similar Trust Funds Combined Statement of Revenues, Expenses and Changes in Retained Earnings/Fund Balances Year Ended June 30, 1992 Proprietary Fiduciary Fund Type Fund Type Total Nonexpendable (Memorandum � Operating revenues : Enterprise Trust Onlyl Charges for services $ 25,310,389 $ - $ 25,310,389 Interest - 54, 101 54, 101 Lot sales - 3 ,500 3 ,500 Total operating revenues 25 ,310, 389 57 ,601 25 , 367 , 990 Operating expenses : Operating expenses other than depreciation and amortization 18,411, 658 52,351 18,464,009 Depreciation and amortization: On assets acquired with own funds 1, 121,931 - 1, 121, 931 On assets acquired with contributions 3 , 613 ,542 - 3 , 613 .542 Total operating expenses 23 , 147 , 131 52 , 351 23 , 199 ,482 Operating income 2 , 163 ,258 5 ,250 2 , 168 ,508 Non operating revenues (expenses) : Interest income 1,282,767 - 1,282 ,767 Interest expense ( 1,872,707) - ( 1, 872,707 ) Miscellaneous income 37,320 - 37,320 Operating transfer from General Fund 415 ,232 - 415 ,232 Total non operating expenses ( 137 ,388� - ( 137 , 388 L Net income 2,025,870 5,250 2 , 031, 120 Add depreciation and amortization on assets acquired with contributions 3 , 613,542 - 3 , 613 ,542 Increase in retained earnings/ fund balances 5,639,412 5,250 5, 644, 662 Retained earnings/fund balances, at beginning of period 27 , 161,855 873 , 93I* 28 ,035 ,786 Retained earnings/fund balances, at end of period $ 32 ,801,267 $ 879 , 181 $ 33,680,448 * Restated, Note 13 The accompanying notes are an integral part of these financial statements . 6 Exhi_bit 5 CITY OF BANOOR, MAINE All Proprietary Fund Types and Similar Trust Ftiinds Cambined Statement of Cash Flaws Year Ended June 30, 1992 Proprietary Fiduciary I`und Tvt�� ��nd Ty�e 'Potal NonexpendaUle Nlemorandiun Cash flc�cas fram operating activii:ies: Enterprise Trust Only) Cash received fn�n custo�riers $ 25,445,316 $ 3,500 $ 25,448,816 Cash received on invest�nts - 54,101 54,101 Cash payments i:o suppliers for goods and services (12,067,218) - (12,067,218) Cash paymeni:s to e�tplay�s for sezvices (6,286,038) - (6,286,038) Cash paid to beneficiaries - (52,351) (52,351� Net cash pravided by operating activities 7,092,060 5,250 7,097,310 Cash flaws frcen noncapital financing activities: Interfund loans (repayments) (895,376) - (895,376) Operating subsidies received (paid) 415,232 - 415,232 Student loan payments received - 2,610 2,610 Net cash provided by (used in) noncapital financing activities (480,144�, 2,610 (477,534) Cash flchvs frcan capital and related financing activities: Proceeds fr�ti bond anticipation notes (ban) 6,010,000 - 6,010,000 Acquisition and construction of capital assets (17,258,263) - (17,258,263) Principal paid on bonds (1,202,404) - (1,202,404) Interest paid on bonds (2,155,981) - (2,155,981) Proceeds frcan sale of equi�xnent 97,976 - 97,976 Grant mpnies received for capital assets 872,038 - 872,038 Contributions received for capital assets 110,000 - 110,000 Investment capital projects (621,163) - (621,163) Investment bond & ban proceed.s 11,391,313 - 11,391,313 Proceeds fresY► FAA land sale 80,550 - 80,550 Net cash used in capital and related financing activities (2,675,9341 - (2,675,934) Cash flays fresn inv�esting activities: Interest on investments 1,338,618 - 1,338,618 Net purchases of investments - (212,1451 (�212,145) Net cash provided by (used in) investing activities 1,338,618 (212, ^145) 1,126,473 Net increase (decrease) in cash 5,274,600 (204,285) 5,070,315 Cash at beginning of period 10,148,089 191,094* 10,339,183 Cash at end of period $ 15,422,689 $ (13,191) $ 15,409,498 * Restated, Note 13 The acccanpanying notes are an integral part of these financial statc�nents. 7 Exhibit 5, (Cont.) CITY OF S1INGOR, MAINE Al1 Proprietary �nd TyPes and Similar Trust �nds Cornbined Stat�nt of Cash Flaws Year Ended June 30, 1992 Proprietary Fiduciary Fund Ty� l�nd Ty� Zbtal Nonexpendable (Nkm�orandum Eni:erprise 7`rust Onlvl Rcconciliation of operating i_ncome i:o net cash pravided by operating activities: Operating incame � 2,163,258 $ 5,250 S 2,168,508 Adjus trnents to reconcile operating incam� to net cash pravided by operating activities: Depreciation and amortization 4,735,473 - 4,735,473 Provision for uncollecti.ble accounts 33,340 - 33,340 Changes in assets and liabilities: (Increase) decrease in accounts receivable 135,782 - 135,782 (Increase) decrease in due fn�n water district 11,799 - 11,799 (Increase) decrease in inventory 61,247 - 61,247 (Increase) decrease in prepaid expenses 17,355 - 17,355 Increase (decrease) in accounts payable (445,696) - (445,696) Increase (decrease) in accrued expenses 392,156 - 392,156 Increase (decrease) in deferred revenue (12,654� - (12,654� Zbtal adjustments 4,928,802 - 4,928,802 Net cash pravided by operating activities $ 7,092,060 $ 5,250 $ 7,097,310 The accc�mpanying notes are an integral part of these financial stat�nents. 8 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 1 - Summary of Significant Accounting Policies The City of Bangor, Maine, was incorporated February 12, 1834, under the laws of the State of Maine. The City operates under a Council-Manager form of government and provides the following services as authorized by its charter: public safety, public works, recreation, and education. The accounting policies of the City of Bangor, Maine conform to generally accepted accounting principles as applicable to governmental units . The following is a summary of the more significant policies : FINANCIAL REPORTING ENTITY For financial reporting purposes, the City of Bangor should include all funds, account groups, boards, commissions, and authorities that are controlled by or dependent on the City Council or other City executives . An analysis of the criteria set forth in GAAP was made to determine if other governmental units should be included in this report. The criteria evaluated were: * Manifestations of oversight * Accountability for fiscal matters * Scope of public service * Special financing relationships Based upon the application of this criteria, it was determined that no other governmental units should be included in this report. (A) Basis of Presentation - Fund Accounting The accounts of the City are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund balance/retained earnings, revenues, and expenditures/expenses . The various funds are summarized by type in the financial statements . The following fund types and account groups are used by the City: GOVERNMENTAL FUND TYPES Governmental Funds are those through which most governmental functions of the City are financed. The acquisition, use, and balances of the City's expendable financial resources and the related liabilities (except those accounted for in proprietary funds) are accounted for through governmental funds . The measurement focus is upon determination of changes in financial position, rather than upon net income determination. The following are the City's governmental fund types: General Fund - The General Fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. 9 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 1 - Continued Special Revenue Funds - Special Revenue Funds are used to account for the proceeds of specific revenue sources (other than expendable trusts or major capital projects) that are legally restricted to expenditures for specified purposes . Capital Projects Funds - Capital Projects Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by Proprietary Funds) . PROPRIETARY FUND TYPES The focus of Proprietary Fund measurement is upon determination of net income, financial position, and cash flows . The generally accepted accounting principles applicable are those similar to businesses in the private sector. Enterprise Funds - Enterprise Funds are used to account for operations (a) that are financed and operated in a manner similar to private business enterprises - where the intent of the governing body is that the costs (expenses , including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes . The following are the City' s enterprise funds : • Sewer Utility Fund - This fund accounts for the cost of construction and operations of the Sewage Treatment Plant, the city sewer system, and sewer separation, and is self-supported through sewer user fees . Airport Fund - This fund accounts for the operation of Bangor International Airport. The principal sources of revenues are landing fees and the sales of aviation fuel . Other revenue sources include lease of terminal space and lease of non-aviation industrial buildings . City Nursing Facility - This fund accounts for the operation of a city owned nursing home. This is a 56 bed facility, and principal revenue sources are Medicaid and rental income from excess space. The current facility was the base hospital at the former pow Air Force Base, which closed in 1969 . Parking Fund - This fund accounts for the operation of the city owned parking lots and the. recently constructed Pickering Square Parking Garage. Revenue sources include monthly lease of parking spaces, hourly/daily parking fees, and fines and waiver fees for pa�+king violators . Certain of these facilities are operated under a �private management contract. 10 � CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 1 - Continued Bass Park Fund - This fund accounts for the operation of the Bangor Auditorium, Bangor Civic Center, Bangor State Fair, and Bangor Harness Racing. Principal sources of revenues are admissions, concession sales, and rentals . Tne fund is named after the Bass family which bequeathed the property to the City for recreational purposes . Municipal Golf Course - This fund accounts for the operation of a 27 hole municipal golf course. Principal revenue sources are season memberships and daily greens fees . FIDUCIARY FUND TYPE Fiduciary Funds are used to account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governmental units, and/or other funds . Trust and Agency Funds - Trust and Agency Funds include expendable trust, nonexpendable trust, and agency funds . Nonexpendable funds are accounted for and reoorted similar to proprietary funds since capital maintenance is critical. Expendable trust and agency funds are accounted for and reported similar to governmental funds . ACCOUNT GROUPS Account groups are used to establish accounting control and accountability for the City's general fixed assets and general long-term debt. The following are the City's account groups : General Fixed Assets Account Group - This group of accounts is established to account for all fixed assets of the City, other than those accounted for in the proprietary funds . General Long-Term Debt Account Group - This group of accounts is established to account for all long-term debt of the City, except that which is accounted for in the proprietary funds . (B) Basis of Accounting The modified accrual basis of accounting is followed by the governmental funds and expendable trust and agency funds . Under the modified accrual basis of accounting, revenues are recorded when susceptible to accrual, i.e. , both measurable and available. Available means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Expenditures, other than interest on long-term debt, are recorded when the liability is incurred, if ineasurable. In applying the susceptible to accrual concept to intergovernmental revenues, the legal and contractual requirements of the numerous individual programs are used as guidance. There are, however, essentially three types of these revenues . In one, monies must be expended on the specific purpose or project before any amounts will be paid to the City; therefore, revenues are recognized .based upon the expenditures recorded. 11 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 1 - Continued For the second type, monies are virtually unrestricted as to purpose of expenditure and are usually revocable only for the failure to comply with prescribed compliance requirements . These resources are reflected as revenues at the time of receipt or earlier if the susceptible to accrual criteria are met. For the third type, monies are received in advance and recorded as deferred revenues until the appropriate expenditures are made, at which time the revenues are recorded. Licenses and permits, fines and forfeits, and miscellaneous revenues are recorded as revenues when received in cash because they are generally not measurable until actually received. Investment earnings and charges for services are recorded as revenues when earned, since they are measurable and available. The accrual basis of accounting is used by proprietary funds and nonexpendable trust funds . (C) Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of funds are recorded in order to reserve that portion of the applicable appropriation, is employed in the governmental funds . Open encumbrances are reported as reservations of fund balances since the commitments will be honored in subsequent years . Encumbrances do not constitute expenditures or liabilities . (D) Budgetary Accounting The City utilizes a formal budgetary accounting system to control revenues and expenditures accounted for in the general fund. These budgets are established in accordance with the various laws which govern the City's operations . The first Monday in April, the City Administrator submits to the City Council a proposed operating budget for the fiscal year commencing the following July 1. The operating budget includes proposed expenditures and the means of financing them. The budget is legally enacted through the passage of an appropriation resolve. The City Administrator is authorized to transfer budgeted amounts within departments, excluding the school department. However, any revisions that alter the total expenditures or transfers between departments must be approved by the City Council. No significant additional appropriations were required in 1992 . With certain exceptions, unencumbered and unexpended appropriations lapse at year end. Departmental expenditures may not exceed appropriations . Budget data, as presented for these funds, utilize the modified accrual basis of accounting. Budgetary controls are maintained on the other governmental funds through formal authorizations by the City Council and grant agreements . 12 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 1 - Continued General Fund revenues and expenditures reported in the Statement of Revenues, Expenditures and Changes in Unreserved/Undesignated Fund Balance - Budget and Actual (Budget Basis) (Exhibit 3) are presented on the basis budgeted by the City. The City follows certain accounting principles for budgetary reporting purposes that differ from generally accepted accounting principles . Such differences and their effects on the General Fund's reported operations are summarized in the following reconciliation: Other Financing Revenues Expenditures Sources (Uses) Statement of Revenues, Expenditures , and Changes in Unreserved/ Undesignated Fund Balance - Budget and Actual (Exhibit 3) $ 50, 025,077 $ 48,439 , 380 $ 412,588 Activity in designated fund balance 12 ,550 299, 627 (888,652) 1992 encumbrances - (415,387) - 1991 encumbrances paid (34, 163) 109 ,572 - 1991 balances carried (435 ,921�} 68 ,756 - Combined Statement of Revenues, Expenditures, and Changes in Fund . Balances-Governmental Fund Types-General Fund (Exhibit 2) $ 49 ,567 ,543 $ 48,501, 948 $ (476 ,064) (E) Investments Investments are stated at cost (See Note 2) . (F) Inventory General Fund inventory is comprised of various expendable supplies consumed by operations and is stated primarily at moving average cost which approximates market. Enterprise Fund inventories are comprised of resale inventory at Bangor International Airport (70�) and consumable supplies ( 30�) . These inventories are also stated at moving average cost which approximates market. The cost of consumption or sale is recorded as an expenditure in the General Fund and as an operating expense in the Enterprise Funds . (G) General Fixed Assets General fixed assets have been acquired for general governmental purposes . Assets purchased are recorded as expenditures in the governmental funds and capitalized at cost in the general fixed asset account group. Contributed fixed assets are recorded �in the General Fixed Asset Account Group at esti.mated fair market value at the time received. 13 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 1 - Continued Public domain ( "infrastructure" } general fixed assets consisting of roads, bridges , curbs, gutters, streets and sidewalks, drainage systems, and lighting systems are capitalized along with other general fixed assets . No depreciation has been provided on general fixed assets, nor has interest been capitalized. . (H) Property, Plant, and Equipment - Enterprise Funds Property, plant, and equipment owned by the various enterprise funds is stated at cost except for certain assets contributed by others which are stated at fair market value as of the date of contribution. Interest cost incurred during construction of major projects is capitalized and amortized over the life of the related asset. Depreciation has been provided over the estimated useful lives using the straight line method. Depreciation on all assets has been recorded as an expense of the current period. The amounts applicable to assets acquired from contributions has then been transferred to the related contribution account rather than to retained earnings . The range of the estimated useful lives of the various classes of enterprise depreciable assets is as follows : Range of Estimated Useful Life As'set Class Buildings 25 - 40 years Equipment 5 - 20 years Pipelines and mains 100 years Aircraft operational assets: . Runways 40 years Buildings 20 years Machinery and equipment 5 - 10 years (I) Vacation and Sick Leave Under terms of union contracts and personnel policies, permanent full time City employees are granted vacation and sick leave in varying amounts . In the event of termination an employee is reimbursed for accumulated vacation days up to the equivalent of thirty days vacation. Employees are reimbursed for 33 percent of accumulated sick leave, up to 40 days, only upon retirement with 25 years of service. For Governmental Fund Types (General and Special Revenue) , the City appropriates funds for accrued vacation in the year the vacation is taken. Accordingly, accumulated vacation time earned and not taken at the end of the fiscal year will be raised in subsequent years ' budgets . The related obligation, therefore, is recorded in the general long-term debt group of accounts of the City. Accumulated sick leave is not recorded since it is not determinable. 14 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 1 - Continued (J) Capital Projects Fund - Undesignated Fund Balances Undesignated fund balances in the Capital Projects Fund represent, on a cumulative basis, the excess of specific project resources over the related project costs for completed projects . These amounts are currently unappropriated and as such are available for use within the Capital Projects Fund for future capital construction. (K) Comparative Total Data Total columns of the Combined Statements are captioned "memorandum only" to indicate that they are presented only to facilitate financial analysis . Data in these columns do not present financial position, results of operations, or changes in financial position in conformity with generally accepted accounting principles . Neither is such data comparable to a consolidation. Interfund eliminations have not been made in the aggregation of this data. NOTE 2 - Equity in Pooled Cash and Investments and Investments The City maintains a cash and investment pool that is available for use by all funds . Each fund type's portion of this pool is displayed on the combined baiance sheet as "equity in pooled cash and investments" . In addition, cash and investments are separately held by some of the City's fund types . Cash is invested in various interest bearing securities, which can be redeemed as needed without penalty. Deposits : At year-end, the carrying amount of the City's deposits was $18, 834,089 and the bank balance was $20,515, 673 . Of the bank balance $2 ,796,910 was fully insured and or collateralized, $17,294, 075 was collateralized with securities held by the banks ' trust department in the City's name and $424,688 was uninsured and uncollateralized. Investments : Statutes authorize the City to invest in obligations of the U.S . Treasury, agencies and instrumentalities, repurchase agreements, corporate securities, financial institution stocks, and other stock investments . The City's investments are categorized below to give an indication of the level of risk assumed by the entity at year-end. Category 1 includes investments that are insured or collateralized with securities held by the City or its agent in the City's name. Category 2 includes uninsured investments for which the securities are held by the banks ' trust department in the City's name. Category 3 includes uninsured investments for which the securities are held by the banks ' trust department or its agent but not in the City's name. 15 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 . NOTE 2 - Continued Category Carrying Market 1 2 3 Amount Value U.S . Government and agencies $ - $ 1,826,544 $ - $ 1, 826,544 $ 1, 866,461 Certificate of deposit 50, 000 - - 50,000 50,000 Repurchase agreements 426 ,200 - - 426,200 426,200 Other - - 15,522 15,522 15,522 ICI+�.A trust(457) � - - 2 , 165 , 324 2 , 165 ,324 2 , 165 , 324 $ 476 ,200 $ 1, 826,544 $ 2 , 180, 846 $ 4,483 ,590 $ 4,523,507 NOTE 3 - Property Tax The City's property tax was levied July 1, 1991, on the assessed value listed as of the prior April 1, for all real and personal property located in the City. The assessed value for the list of April l, 1991, upon which the 1991 levy was based, was $1,241,555, 000 . The estimated market value was $1,241,555, 000 making the assessed value 100 percent of the estimated market value. Taxes are billed on a semiannual basis . Taxes were due September 1 and IMarch 1 with interest due from that date if unpaid. Current tax collections for the year ended June 30, 1992 , were 92 percent of the tax levy. Property taxes levied for the year ended June 30, 1992, are recorded as receivables . The receivables collected during the year and the first 60 days of the subsequent year are recognized as revenues for the year ended June 30, 1992 . Receivables estimated to be collected subsequent to the 60 day period are considered to be deferred revenues . Prior year tax levies were recorded using this same principle. NOTE 4 - Due From Other Governments Due from other governments is comprised of the following �mounts at June 30, 1992 . � State of Federal Other Maine Government Total General Fund $ 25,275 $ 2,009,214 $ 142,904 $ 2, 177,393 Special Revenue Funds $ - $ - $ 150,299 $ 150,299 Enterprise Funds $ - $ 528,599 $ 1,858, 070 $ 2,386,669 Trust and Agency Funds $ - $ 4,820 $ 5,564 $ 10,384 16 CITY OF BANGOR, MAINE Notes to Financial Stat�nents June 30, 1992 NC7i'E 5 - Fixed Assets Construction in process is camp�sed of the follawing: Approved Project Expenses to Balances Future Author_ization June 30, 1992 Coiruni�i:ed Fi.nancinq School $ 6,765,526 $ 2,525,160 $ - $ 4,495,000 Streets � 52,134 - 52,134 - Other projects 1,865,445 1,832,189 33,256 - $ 8,683,105 $ 4,357,349 $ 85,390 $ 4,495,000 A sumnary of changes in general fixed assets follcxas: Capital Balance Transfers & Project Balance June 30, 1991 Additions Deleti_ons Closeouts June 30, 1.992 Tand, buildings, and construction in process: I,and $ 3,059,051 $ - $ - $ 121,791 $ 3,180,842 City foreclosed property 78,611 - - - 78,611 Buildings 17,539,940 - - 366,985. 17,906,925 School buildings 1,768,015 - - 6,647,521 8,415 536 Recreation facilities 1,420,395 7,344 - 3 1,427,742 Construction in process 9,671,601 4,659,174 - ,j9,973,4261 4,357,349 Zbtal land, buildings, and construction in process 33,537,613 4,666,518 - (2,837,1261 35,367,005 Public dcanain: Streets 12,876,095 - - 2,107,677 14,983,772 Sidewalks 1,569,011 - - - 1,569,011 Br'idges 1�136�815 - - - 1�136�815 Parking structures 14,000 - - - 14,000 Electrical 635,767 - - 108,300 744,067 � Stonn sew�rs - water lines 343,521 - - - 343 521 Other public dc�nain 483,105 - - - 483,105 Zbtal public dcanain 17,058,314 - - 2,215,977 19,274,291 Equipment: Vehicles 5,031,489 145,452 (161,466) 90,113 5,105,588 Ccanputer 237,854 21,928 - - 259,782 Other 507,396 106,733 - 531,036 1,145,165 School other 287,951 83,870 - - 371,821 Zbtal equigrent 6,064,690 357,983 (161,466� 621,149 6,882,356 Zbtal fixed assets $ 56,660,617 $ 5,024,501 $ (161,466) $ - $ 61,523,652 17 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 5 - Continued A summary of proprietary fund type property, plant, and equipment at June 30, 1992 , follows : Land $ 195,585 3uilding improvements and equipment 13, 188, 112 Pipelines and mains 18,747 , 600 Airport operational assets 139,992 ,482 Parking structures 6,446 , 376 Construction in process 32 ,723 , 663 211,293, 818 � Less : accumulated depreciation 59 ,021, 808 $ 152 ,272 ,010 In 1992 , total proprietary fund type interest incurred was $2,339 , 033 of which $466 , 326 was capitalized, and $1,872,707 was charged to operations . NOTE 6 - Deferred Revenues Deferred revenues consist of the following: General Special Enterprise Fund Revenue Fund Taxes $2 ,374, 179 $ - $ - Loans - 2 , 743,277 - Advance Deposits 12 ,518 - 39 , 044 $2, 386 , 697 $2 ,743 ,277 $ 39 ,044 Deferred tax revenues consist of those tax revenues not available to meet the needs of the current period (See Note 3) . Deferred revenue of the Special Revenue Fund represents future revenue equal to loans made pursuant to the Community Development, Urban Development Action Grants, and Economic Incentive Revolving Loan Fund over the past years . Pursuant to the terms of these grants, loans made are recogn�zed as an expenditure in the Special Revenue Fund when they occur with corresponding recognition of grant revenues . Further, pursuant to regulations governing such funds, repayment of loans thus outstanding are considered program income as received in subsequent years and is available to the recipient for additional use within the program. The future revenue associated with loans outstanding is, therefore, reflected as deferred revenue. NOTE 7 - Long-Term Debt . The following is a summary of long-term debt transactions of the City for the period ended June 30, 1992 : Debt payable at June 30, 1991 $50,405,000 ' New debt issued - bond anticipation notes 8,210,000 Debt retired �2 ,755 ,000� Debt payable at June 30, 1992 $55, 860,000 18 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 7 - Continued The City is subject to the laws of the State of Maine which limit the amount of long-term debt to 15 percent (depending on how funds will be used) of its last full state valuation. The statutory limit for June 30, 1992 was for $204,757 ,500 with a debt margin of $148, 897,500 . The following is a summary, by purpose, of the outstanding debt of the City at June 30, 1992, and related limitations: Percent of State Assessed Debt Value of Statutory . Debt Outstandinct 51,365 , 050 , 000 Limit Margin School $10,282,116 10 . 0� $136,505,000 $126,222,884 Sewer 31, 152,000 7 . 0% 95,553,500 64,401,500 Airport 3,243, 318 3 . 0% 40, 951,500 37 , 708, 182 All other 11, 182 ,566 7 .5� 102,378,750 91, 196, 184 Total $55 ,860, 000 All other debt outstanding is comprised of the following: General Fund $ 4, 816,849 43 . 1� Parking Fund 5,405,683 48 . 3% Golf Course Fund 388,924 3 . 5� Bass Park Fund 319 ,727 2 .9% City Nursing Fund 251 ,383 2 . 2� $11, 182 ,566 100 . 0% The general obligation debt of all local government units which provide services within the City's boundaries and which must be borne by properties in the City (commonly called overlapping debt) , is summarized below: Percentage Debt Applicable Overlapping Units Outstandinq to the Citv Debt City $55,860,000 100 . 00� $55,860,000 County 6 ,825,000 24 . 37� 1,663,253 Bangor Recreation District 240 ,000 100 . 00� 240 ,000 Total $62,925,000 $57 ,763,253 This results in a per capita City debt of $1,690 (Table 7) ; per capita overlapping debt of $1,747; ratio of City debt to the City's June 30, 1992, assessed valuation of 4 :5 percent (Table 7) ; and a ratio of overlapping debt to June 30, 1992, assessed valuation of 4 . 7 percent. 19 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 7 - Continued The following table sets forth the ratio of bonded debt to assessed valuation, by fund type; and per capita debt ratios, by fund type; for the fiscal year ended June 30, 1992 . Amount of Debt by Fund General Fund Enterprise City School Funds Total $ 4, 816 , 849 $ 10,282, 116 $ 40,761,035 $ 55, 860,000 Debt as Percent of Assessed Valuation General Fund Enterprise City School Funds Total . 38� . 83� 3 .29� 4 .5� (Table 7) Per Capita Debt by Fund General Fund Enterprise City School Funds Total $ 146 $ 311 $ 1,233 $ 1, 690 (Table 7) The annual future principal and interest payment requirements for all debt outstanding as of June 30, 1992 , is as follows : Year Ended Total June 30 Principal Interest Requirement 1993 $ 2, 740,000 $ 2, 816,469 $ 5,556 ,469 1994 3,750, 000 2, 600, 670 6,350, 670 � 1995 3,550,000 2, 366,312 5,916,312 1996 3,295, 000 2, 147,537 5,442,537 � 1997 2,960, 000 1, 950,028 4,910, 028 Subsequent 31,355, 000 12,427,024 43,782,024 Bond Anticipation � Notes permanently financed in fiscal year 1993 8 ,210,000 363, 136 8 ,573 , 136 � $ 55,860, 000 $ 24,671, 176 $ 80 ,531, 176 Bond anticipation notes have been classified as long-term liabilities, see Note 10 - Subsequent Events for a description of the permanent financing. 20 CITY OF BANGOR,MAINE Notes to Financial Statements June 30, 1992 NOTE 7 - Continued General obligation bonds and bond anticipation notes payable at June 30, 1992, are comprised of the following issues: Final Interest Maturity Annual serial rates date payments 1973 Permanent Public Improvements 5 . 00 7/15/93 $ 100,000 1975 Permanent Public Improvements 6 .50 8/O1/95 205,000 . ( 155,000 in 1996 ) 1978 Permanent Public Improvements 5 . 80 7/O1/98 165, 000 ( 125, 000 in 1999 ) I981 Permanent Public Improvements 10 . 00 6/O1/Ol 155,000 ( 120,000 in 2001) 1984 Permanent Public Improvements 5 . 90 to 10/25/94 180, 000 8 . 75 1985 Permanent Public Improvements 5 .20 to 10/25/95 160, 000 7 . 90 ( 135,000 in 1996) 1986 Permanent Public Improvements 4 .25 to 10/25196 90,000 6 .50 ( 55,000 in 1997) 1987 Permanent Public Improvements 5 . 70 to 10/25/97 180, 000 6 . 80 ( 165, 000 in 1998) 1988 Permanent Public Improvements 7 . 37 to 10/28/07 220, 000 8 . 60 ( 100,000 in 1999 to 2008) 1989 Permanent Public Improvements 6 . 70 to 9/Ol/09 755, 000 7 . 00 (750,000 in 1997 to 2000) (550, 000 in 2001 to 2009) (545,000 in 2010) 1990 Permanent Public Improvements 7 . 00 to 8/O1/10 530,000 7 . 10 (590,000 in 1994) (490, 000 in 1995 to 1996) (485, 000 in 1997 to 2001) (425, 000 in 2002 to 2003) (420, 000 in 2004 to 2011) 1991 Permanent Public Improvements 5 .00 to 10/O1/12 950,000 1992 Bond Anticipation Notes 4 .46 to 10/30/92 5,460,000 4 . 65 1992 Bond Anticipation Notes 4 .85 10/O1/92 2,750,000 Total Less current portion (due fiscal year 1993) Authorized General Enterprise Total and issued Cit�r School Funds June 30 , 1992 $ 2, 000, 000 $ 76,200 $ 63, 000 $ 60,800 $ 200,000 4, 050,000 408, 177 - 361,823 770, 000 3,260,000 973,730 - 141,270 1, 115, 000 3, 065, 000 277,440 1,082,560 - 1,360,000 1, 800, 000 449,982 - 90,018 540,000 1,575,000 292, 802 117, 158 205, 040 615,000 865,000 340, 632 55, 153 19 ,215 415, 000 1,785, 000 239,984 138,983 686,033 1, 065,000 3,200,000 - 551, 100 1, 768, 900 2,320,000 13,025, 000 538, 902 6,074, 162 4,901, 936 11,515, 000 9 ,265,000 1,219 ,000 - 7,516,000 8,735,000 19 ,000, 000 - - 19,000,000 19,000,000 5,460, 000 - 2,200,000 3,26�,000 5,460,000 2 ,750 ,000 - - 2 ,750 ,000 2 ,750,000 $71, 100,000 4,816,849 10,282,116 40,761' ,035 55,860,000 829 ,882 711,073 1, 199 , 045 2 ,740 ,000 $ 3,986 ,967 $ 9 ,571,043 $39 ,561,990 $ 53, 120, 000 21 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 7 - Continued In connection with a loan agreement between the City and the Maine Municipal Bond Bank, the City, in March 1991, issued $19 ,000,000 of general obligation bonds which were purchased by the Maine Municipal Bond Bank in return for a bond loan in the amount of $12,339,000 and an equity loan totaling $6, 661,000 . The purpose of the bond issue is to fund the construction of a new secondary wastewater treatment plant. In accordance with the terms of the loan agreement, proceeds of the bond loan aggregating $12,339,000 were deposited by the Maine Municipal Bond Bank into a project construction account for the use of the City of Bangor and controlled by a trustee; proceeds of the equity loan totaling $6,661,000 were retained on deposit with the Maine Municipal Bond Bank. Disbursement of proceeds from these accounts occurs as requisitioned by the City subject to the approval of the trustee in accordance with the terms of the loan agreement. At June 30, 1992 , unused loan proceeds of $6,241,243 held by the trustee and Maine Municipal Bond Bank were reported separately on the Combined Balance Sheet (Enterprise Funds) as Due from bond trustee. NOTE 8 - Contributed Capital A summary of changes in contributed capital follows: Contributed capital at June 30, 1991 $105,023,486 Contributions 2,265, 041 Depreciation on assets acquired with contributions ( 3 ,613 ,542 ) Contribu�ed capital at June 30, 1992 $103 , 674, 985 NOTE 9 - Designated Fund Balance General Fund Designated fund balances represent those portions of the General Fund balance specifically designated for the following: 1992 1991 Departmental balances carried forward $ ( 18,844) $ 68,756 School department - surplus 430,054 435,921 Automotive equipment replacement account 169,315 211,500 Bus service equipment replacement account 57,516 115,957 Fire equipment replacement account 239 ,518 244,632 Capital improvements 387,411 387 ,411 Reserve for self insurance 438,371 638,734 Credit reserve fund 521, 118 1,292, 092 Cameron stadium 105,203 100,000 Arbitrage rebate - city 23,067 21,926 - school department 125 ,496 119 ,290 Subtotal 2 ,478 ,225 3 ,636 ,219 Accrued teacher payroll ( 1,370,078) ( 1, I92,502) Accrued teacher subsidy receivable 534, 193 467 ,819 Net accrued teacher payroll �835 ,8851 �724 , 6831 Total general fund designated fund balance $ 1,642 ,340 $ 2 ,911,536 22 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 9 - Continued Capital Projects Funds At June 30, 1992 , the Capital Projects Funds - Designated for Subsequent Years Expenditures fund balance reflected a deficit of $2, 656,257 . The deficit was primarily caused by the reservation of fund balance at June 30, 1992 for encumbrances related to the Garland Street School project in the amount of $2 ,787,590 . Bond financing for the project was authorized in the amount of $6 , 695, 000 of which $4,495,000 had not been issued as of June 30, 1992 . Permanent financing for the entire project was obtained through the August 13, 1992 general obligation bond issue, which is discussed in Note 10 . NOTE 10 - Subsequent Events On August 13, 1992 , the City issued $12,550, 000 of general obligation bonds . The bonds carry interest rates from 5 . 00� to 5 . 30� and mature on dates from November 1, 1993 to 2012 . On September 17, 1992, the City issued $575, 000 of general obligation bonds . The bonds carry interest rates from 4 . 75� to 5 .40� and mature on dates from November 1, 1993 to 2002 . On October 1, 1992, the City's airport issued $5, 750, 000 of revenue obligation bonds . The bonds carry interest rates from 4 .40� to 6 . 70� and mature on dates from October 1, 1995 to 2012 . The bonds were issued to refund certain bond anticipation notes and to finance the construction and acquisition of certain public properties . NOTE 11 - Pension Plans Introduction The City of Bangor provides retirement pensions for its employees through a number of vehicles, including Defined Benefit Pension Plan, Defined Contribution Pension Plan and Social Security. Included in the Defined Benefit Pension Plan are the Public Teachers ' Plan and Participating Local District Plan at Maine State Retirement. The Defined Contribution Pension Plans are section 401(a} and 457 Deferred Compensation Plans administered by ICIKA/RC. Finally, those employees not eligible for coverage under either the Defined Benefit or Defined Contribution Plans are provided full Social Security coverage. A. Defined Benefit Pension Plans The City of Bangor's teachers and teacher-defined school department personnel are covered for retirement benefits under the State of Maine's Public Teacher's Plan in the Maine State Retirement System (MSRS) . Other non-teacher personnel and municipal employees (i.e. City employees) are covered under the City of Bangor's Participating Zocal District (PLD) plan in the MSRS, which is a self funded retirement plan administered by MSRS on behalf of the City. The Maine State Retirement System ( "System" ) , is an agent multiple-employer public employee retirement system that acts as a common investment and administrative agent for cities in the State. Fixed-term contract employees and part-timers that work less than 720 annual hours are exempted from MSRS coverage. 23 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 11 - Continued 1 . Participating Local District Plan The City of Bangor had not received the necessary actuarial data to disclose its June 30, 1991 pension plan activity for the PLD plan in the June 30, 1991 financial statements . Therefore, this note contains actuarial data for both June 30, 1991 and 1992 . Al1 full-time permanent City employees are required to participate in the System unless the employee is covered by an individual fixed term contract. Benefits vest after ten years of service. City employees who retire at or after age 60 are entitled to an annual retirement benefit for life, in an amount equal to a fraction of the average final compensation multiplied by years of membership service after the date of establishment. Average final compensation is defined as the average annual rate of earnable compensation of a member during the 3-5 years of creditable service, not necessarily consecutive, in which such average annual rate of earnable compensation is highest. The system also provides death and disability benefits . These benefit provisions and all other requirements are established by State Statute and the adopted City plan. City employees are required to contribute 6 1/2 percent of their annual salary to the System. The City is required to contribute the remaining amounts necessary to fund the System, using the actuarial basis specified by statute. The City's payroll for employees , covered by the System for the years ended June 30, 1992 and 1991 was $ 16,223, 381 and $ 15,731,400, respectively. The amount shown below as the "pension benefit obligation" is a standardized disclosure measure of the present value of pension benefits, adjusted for the effects of projected salary increases and step-rate benefits, estimated to be payable in the future as a result of employee service to date. The measure is intended to help users assess the funding status of the System on a going-concern basis, assess progress made in accumulating sufficient assets to pay benefits when due, and make comparisons among employers . The measure is the actuarial present value of credited projected benefits and is independent of the funding method used to determine contributions to the System. The pension benefit obligation was computed as part of an actuarial valuation performed as of June 30, 1992 and 1991. Significant actuarial assumptions used in the valuations include (a) a rate of return on the investment of present and future assets of 8 percent a year compounded annually, (b) additional projected salary increases of 6� a year, attributable to seniority/merit, and (c) 4� cost of living retirement benefit �increases . Total unfunded pension benefit obligation applicable to the City's employees was $38 . 9 and $37 . 1 million at June 30, 1992 and 1991, respectively, as follows (in millions) : 24 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 11 - Continued 1992 1991 Pension benefit obligation: (in millions) Retirees and beneficiaries currently receiving benefits and terminated employees not yet receiving benefits $ 47 .2 $ 43 .3 Current employees- Accumulated employee contributions including allocated investment earnings 11. 1 10 . 6 Employer financed vested 22 .4 21.4 Employer financed nonvested 3 . 5 3 .4 Total pension benefit obligation 84 .2 78 . 7 Net assets available for benefits, at cost (market value is $53 . 0 and $46 .5 at June 30, 1992 and 1991, respectively) 45 . 3 41 . 6 Unfunded pension benefit obligation $ 38 . 9 $ 37 . 1 Unfunded pension benefit obligation: As a percent of total pension benefit obligation 46 .2� 47 . 2� As a percent of covered payroll 240 . 1� 236 . 3� Required contributions are determined separately for service retirement benefits, survivor benefits, and disability benefits elected on or after January l, 1977 . The System's funding policy provides for actuarially determined periodic contributions for nozznal cost and for amortization of any unfunded actuarial accrued liability so that sufficient assets will be available to pay benefits when due. For determining plan costs, assets are valued at "actuarial value. " The actuarial funding method used to compute actuarially determined contribution requirements is the entry age normal method, a method under which the actuarial present value of the projected benefits of each individual included in an actuarial valuation is allocated on a level basis over the earnings or service of the individual between entry age and assumed exit age. The portion of this actuarial present value allocated to a valuation year is called the normal cost. The portion of this actuarial present value not provided for at a valuation date by the actuarial presen� value of future normal costs is called the actuarial accrued liability. The significant actuarial assumptions used to compute the actuarially determined contribution requirement are the same as those used to compute the pension benefit obligation as described above. The contribution to the System for 1992 was $4,516, 137 and was made in accordance with actuarially determined requirements computed through an actuarial valuation performed as of June 30, 1990 . The contribution consisted of $1,735,902 normal cost ( 10 .70� of current covered payroll) and $1,719,675 amortization of the 25 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 11 - Continued unfunded actuarial accrued liability ( 10 . 60� of current covered payroll) . The City contributed $3,455,577 (21.30� of current covered payroll) ; employees contributed $1,060,560 (6 .5� of current covered payroll) . As of August 1, 1991, the Bangor Housing Authority separated its employees from the City of Bangor retirement plan. The City Council authorized the transfer of $250,000 of assets on the books of MSRS from the City retirement plan to the benefit of the Bangor Housing Authority's new retirement plan. The net effect of this change is � included in the MSRS actuarial study for June 30, 1992 . The effect was negligible. 2 . Public Teachers Plan The covered teacher's payroll for fiscal year 1992 was $13,752,591. The State of Maine paid the employers share for its Public Teacher's Plan. In the case of federally funded positions, the funding grant pays the employers share. During fiscal year 1992, $141,897 in employer's share was charged to various school grants for $665, 175 in covered payroll. 3 . Historical Trend Information Ten-year trend information calculated in accordance with GASB #5 is not available. Four year historical trend information is contained in Table 8 . B. Defined Contribution Pension Plan The City of Bangor provides pension benefits for certain of its full-time employees through both 401(a) and 457 Deferred Compensation Plans (defined contribution plan (DCP) ) administered by ICMA/RC. In a DCF; benefits depend solely on amounts contributed to the plan plus investment earnings . Participation for fixed-term contract employees is provided in lieu of the defined benefit plan through the Maine State Retirement System. Covered employees are eligible to participate and are fully vested from the date of employment. The City contributes at various rates depending upon employment contracts . The contribution rates vary from 8 .5� - 16 .2� of annual earnings . The covered payroll in fiscal year 1992 was approximately $418,575 and City contributions totaled approximately $47,400 . All amounts of compensation deferred under the 457 plan, all property and rights purchased with those amounts and all income attributable to those amounts, property or rights are (until paid or made available to the employee or other beneficiary) solely the property and rights of the City (without being restricted to the provisions of benefits under the plan) , subject only to the claims of the City's general creditors . Participants rights under the plan are equal to those of general creditors of the City in an amount equal to the fair value of the deferred account for each participant. 26 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 11 - Continued The City has no liability for losses under the plan but does have the duty of care that would be required of an ordinary prudent investor. The City believes it is unlikely that it will use the assets to satisfy the claims of general creditors in the future. C. Social Security The City of Bangor does not have a section 218 agreement to provide full social security coverage to its ' employees . The Omnibus Budget Reconciliation Act of 1990 provided for full social security coverage for state and local employees not enrolled in a public retirement system. This Act also provided for 100% vesting and other rights for part-time, seasonal and temporary employees . The City of Bangor elected not to include part-ti.me, seasonal and temporary employees under its ' Participating Local District Plan through Maine State Retirement System and provides full social security coverage as required under the Act, and IRS regulations; which became effective July 1, 1991 . NOTE 12 - Contingent Loss and Litigation Contingent Loss The City is self-insured for workers ' compensation liability and engaged an actuary to determine appropriate liability as of December 31, 1992 . The portion of the liability associated with enterprise funds is recorded in the proprietary fund. The portion associated with general City operations is recorded in the general fund to the extent of the claims estimated to be paid during the next fiscal year and in the general long-term debt account group to the extent of clai.ms esti.mated to be paid subsequent to the next fiscal year. Litigation The general contractor for the Sewer Fund's secondary treatment facility has submitted a contract claim in the amount of $2 ,570,340 for additional costs alleged to have been incurred by itself and its major subcontractors . The claim arose due to a delay in relocating an active pipeline that crosses the construction site. At this ti.me, an estimate of the possible loss cannot be made. In September 1992, the City received a "Notice of Potential Responsibility" under Maine's Uncontrolled Hazardous Substance Sites law. The notice involves the planned cleanup of several hazardous waste disposal sites . The City may be liable because the sites were formerly operated by the company the City used for the disposal of waste oil during the 1960s - 1980s . The Maine Department of Environmental Protection's preliminary estimate of cleanup costs at the primary site exceeds $10, 000,000 . It is estimated �that the City's cost could range from $80,000 - $100,000. 27 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 12 - Continued There are various other claims and suits pending against the City which arise in the normal course of the City's activities . In the opinion of City management the ultimate disposition of these various claims and suits will have no material effect on the financial position of the City. NOTE 13 - Restatement of Prior Year's Fund Balances The fund balances of the Trust and Agency Fund at June 30, 1991 were restated to reclassify nonexpendable trusts as follows : � Nonexpendable Expendable Total Trusts Trusts Fund Balances As previously stated $ 646, 646 $ 236,707 $ 883,353 Reclassification of non- - expendable trusts 227 ,285 �227 ,285� - As restated $ 873,931 $ 9 ,422 $ 883, 353 The fund balances of the Trust and Agency Fund at June 30, 1991 were also restated for the effect of including the ICMA deferred compensation (457) plan investment and related liability in the amount of $ 1, 716, 021. NOTE 14 - Nonexpendable and Expendable Trust Funds Balance Nonexpendable and Expendable Trust funds balances were comprised of the following at June 30, 1992 : Unexpended Principal Income Nonexpendable Trusts � Cemetery: Perpetual Care � 363 , 127 S 139 ,505 Parks: Bass Park - 9,728 Arthur Chapin Fund 14 ,538 15 , 171 14 ,538 24 ,899 City Missionary: Hiram Fogg 1,000 2 ,947 Louis & Sophia Kirstein 500 2,300 Hiram Oliver 2, 000 7,647 Penobscot Association for the Blind 11 ( 1) Lorenzo Sabine 1, 000 1,511 Stetson 12 , 000 12 ,782 16 ,511 27 , 186 28 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 14 - Continued Education: Bangor High School 200 939 French Medal 35,738 - Holton Public School 2,000 5, 735 Louis & Sophia Kirstein 5,000 2,204 A.E . Webber, Jr 1,000 1,210 43 ,938 _ 10 ,088 Aid for Aged Women: Charles Adams 10,000 801 Thomas Upham Coe 3,000 240 Anna H. Pierce 4,000 320 Annie Stetson 5, 067 333 George Stodder 11, 000 881 Wakefield I0 , 000 3 ,404 43 , 067 5 , 979 Other Funds : Dorothea Miller 507 � 323 Bangor Firemen's Relief 7,639 4,283 Bangor Fuel Society 4,500 360 Kirstein City Hospital 507 1, 079 Arthur Morey 1, 013 2 , 922 Melvin Murch 5,733 16 , 835 0'Connell Trust 1,000 4, 374 Twitchell Trust 767 2,249 Flora Seavey 1,500 438 � Charlotte Hall 5,984 10, 836 Pfaff Trust � 811 1, 075 Porter - Pulsifer 5, 000 5,731 Jewish War Veterans 758 • 102 35 ,719 50 , 607 Revolving Loan Sophia Kirstein Student Loan 104 ,017 - Total nonexpendable trusts S 620,917 $ 258,264 Expendable Trusts Elizabeth Means $ - $ ( 157) Dental Clinic 15 ,837 476 Total expendable trusts $ 15,837 $ 319 NOTE 15 - Operating Leases General Fund The City leases certain recreational property to third parties under an operating lease expiring in 2026 . This lease has a ten year renewal option. 29 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 15 - Continued Minimum future rentals to be received under this lease are: Year Ended June 30 Amount 1993 $ 48,400 1994 104,550 1995 1 1996 1 1997 1 1998 - 2026 29 Total Minimum Future Rentals $ 152 ,982 Airport Fund The airport is the lessor of various buildings and land parcels under operating leases expiring in various years through 2012 . Mini.mum future rentals to be received on noncancellable leases as of June 30, 1992 are: . Year Ended June 30 Amount 1993 $ 571,575 1994 446,927 1995 312 ,610 1996 299 ,046 1997 275,682 Subsequent to 1997 1,766 .976 Total Minimum Future Rentals $ 3 , 672 ,816 Minimum future rentals do not include contingent rentals that may be received under certain leases of buildings because of revenue produced or usage in excess of specified amounts . Contingent rentals in 1992 were $751, 901. NOTE 16 - Direct Financing Lease Certain facilities owned by the City at the Airport (building #488) were financed by a third party. These facilities are leased by the City to a company under a direct financing lease expiring in 2006 . As part of the financing arrangement between the City and the third party, all lease payments to be received by the City have been assigned to repay the Bank debt incurred by the third party to construct the facilities . At June 30, 1992, financing lease payments, net of interest, owed to the third party under the arrangement aggregated $743,744 . 30 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 16 - Continued Minimum lease payments to be received by the City from the user company as of June 30 , 1992 are: Year ended June 30 Amount 1993 $ 92,253 1994 92 ,253 1995 92,253 1996 92,253 1997 92,253 Subsequent to 1997 876 ,397 $ 1,337 , 662 , The following lists the components of the investment in the direct financing lease at June 30, 1992 : Net investment in direct financing lease $ 743,743 Add unearned income 593 ,919 Total minimum lease payments to be received 1, 337 ,662 Less : Current portion 92 , 253 Long-term , $ 1,245 ,409 NOTE 17 - Contracts and Other Commitments Amounts committed for future expenditures on capital projects approximated $18,075,000, at June 30, 1992 . Such amounts will be funded by bond proceeds, approved federal and state grant monies and monies appropriated within the various funds . NOTE 18 - Other Matters On April 8, 1991, the Bangor City Council accepted a consent decree with the United States Department of Environmental Protection concerning improvements to the primary waste water treatment plant, sewer collection system, and the removal of extraneous water. The new secondary treatment facility came on line and began operations in December of 1992 and all other requirements and deadlines are expected to be met. The Consent Decree provides for monetary penalties in the event the City fails to comply with any of its requirements . NOTE 19 - Other Assets Other assets are comprised of the following: Capital Enterprise Total Pro-iects Funds Funds Investment in ban proceeds $ 51, 140 $ 743, 075 $ 794,215 Investment for capital projects - 621, 163 621, 163 Investment in RRG insurance - 53,260 53,260 Operating rights (net of amortization) - 541, 993 541, 993 Bond issuance costs (net of amortization) - 394 ,309 394,309 Total other assets $ 51, 140 $2 ,353,800 $2 ,404 ,940 31 CITY OF BANGOR, MAINE Notes to Financial Statements June 30, 1992 NOTE 20 - Related Party Transactions During the fiscal year ended June 30, 1992, the City purchased various goods and services for approximately $181,892 and had pass through reimbursements for tipping fees of $444,554 from various related parties, who were members of the City Council. NOTE 21 - Due to/Due from Other Funds Individual fund interfund receivable and payable balances at June 30, 1992 were as follows : Receivable Payable Enterprise Funds Airport Fund $ 1, 156,498 $ - City Nursing Facility - 222, 065 Bass Park Fund - - 934 ,433 $ 1, 156 ,498 $ 1, 156 ,498 ' On February 22, 1993, the City Council adopted council order 93-168, which funded a reserve for due to/due from other funds in the general fund in the amount of $500,000. On March 22 , 1993, the City Council approved a policy statement concerning due to/due from other funds, which requires the general fund to assume ultimate responsibility if a receiving fund is unable to repay its due to other fund. NOTE 22 - Capital Lease The City leases heavy machinery and a telephone system under capital leases . Following is a schedule, by year of future minimum lease payments under these leases, together with the present value of the net minimum lease payments as of June 30, 1992 . Year Ending June 30 1993 $ 25, 016 1994 25, 016 1995 25,016 1996 12,485 1997 1 , 663 89, 196 Less : Interest 12 ,326 Present value of net minimum lease payments $ 76 ,870 32 CITY OF IIANC�OR, NIAINE Notes to Financial Stat�nts June 30, 1992 NOTE 23 - S�nents of Enterprise Activities There are six services provided by the City which are financed by user charges - Scw�er, Airport, Parking, City Nursing Facility, Bass Park and Munici.pal Golf Course. The key financial data for th� period ended June 30, 1992, for i�hose services are as follaws: City Bass Municipal Sc-�wer A�sport Nursing Parkinq Park Golf Course 'Ibtal Operating revenue � 3,489,438 S 16,013,532 $ 2,274,753 $ 592,453 $ 2,527,353 S 412,860 S 25,310,389 Operating expenses: Depreciation and amortization* 531,162 3,571,632 94,054 310,659 189,555 38,411 4,735,473 Other 1 641 026 11 020 147 2 352 229 353 043 2 795 358 249 855 18 411 658 2,172,188 14,591,779 2,446,283 663,702 2,984,913 288,266 23,147,131 Operating incc�ne (loss) 1,317,250 1,421,753 (171,530) (71,249) (457,560) 124,594 2,163,258 Nonoperating revenue (expense)� (644,803) 530,328 (9,781) (376,858) (26,761) (24,745) (552,620) Operating transfers frcan General F�.nd - - 90,713 226,951 97,568 - 415,232 Net inccane (loss) $ 672,447 $ 1,952,081 $ (90,598) $ (221,156) $ (386,753) $ 99,849 $ 2,025,870_ Additions to cantributed capital $ 344,843 $ 1,810,199 $ - $ - $ 110,000 $ - $ 2,265,042 _ Acquisition of property plant and equi�anent $12,849,858 $ 3,873,302 $ 118,554 $ 12,521 $ 404,022 $ 6 $ 17,258,263_ Zbtal assets $53,640,015 $121,109,518 $ 990,917 $ 5,590,842 $ 2,902,654 $ 703,504 $184,937,450 Net working capital $ 657,804 $ 17,109,394 $ (386,936) $ (302,264) $(1,055,279) $ (21,354) $ 16,001,365 Bonds gayable $31,152,000 $ 3,243,318 $ 251,383 $ 5,405,683 $ 319,727 $ 388,924 $ 40,761,035 _ Fund ��ity $20,342,175 $114,674,875 $ (230,744) $ (7,927) $ 1,403,177 $ 294,696 $136,476,252 * Includes depreciation and amprtization of $ 3,613,542 on assets acquired with contribut-ions. 33 Schedule A-1 CITY OF BANGOR, MAINE General Fund Balance Sheet June 30, 1992 (with comparative totals for June 30, 1991) 1992 1991 Assets Cash $ 2,385, 603 $ 1,243, 312 Investments 50,000 50, 000 Receivables : Taxes , including interest and liens 2,831,040 2 ,282 , 191 Accounts 338,057 938, 619 Interest 17,436 - Due from other governments 2, 177 , 393 1,514, 974 Due from other funds - 955,229 Inventory, at cost 357,900 415,592 Other assets 47 ,533 8 , 133 Total assets $ 8 ,204, 962 $ 7 ,408 , 050 Liabilities Accounts payable $ 768, 060 $ 1, 105,533 Workers ' comp. self insurance 619 ,800 619 ,800 Taxes collected in advance 19 ,700 15, 829 Deferred revenues 2 ,386 , 697 1,949 ,556 Accrued payroll & withholdings 1,528 ,589 1,424 ,747 Total liabilities 5 ,322 ,846 5 , 115 ,465 Fund balances � Reserved for encumbrances 415, 387 143,735 Unreserved: Designated for subsequent years ' expenditures 1, 642,340 2,911,536 Undesignated 824 ,389 �762 , 6861 Total fund balances 2 ,882 , 116 2 ,292 ,585 Total liabilities and fund balances $ 8,204,962 $ 7 ,408,050 34 Schedule A-2 CITY OF BANGOR, MAINE General �nd Stat�nent of Revenues, Expenditures, and Changes in Unreserved/Undesignated F�nd Balance - Budget and Actual Year Endcd June 30, 1992 Variance Balances Favorable (Unfavorable) Carricd Lapsed to 7/1/91 IIudget AcLual Surplus Carried Revenues: Taxes: Real and personal property $ - $ 26,515,034 $ 26,330,795 $ (184,239) $ - Change in deferrEd property tax revenues (301,758) (301,758) - Aut�bile and boat excise taxes - 2,222,000 2,307,113 85,113 - Interest on delinquent taxes - 150,000 392,472 242,472 - 'Potal taxes - 28,887,034 28,728,622 (158, r4121 - Intergaverrvmental revenue: State revenue sharing - 1,625,000 1,646,895 21,895 - School subsidy � - 8,833,117 8,501,621 - (331,496) Payment' in lieu of taxes - 20,000 30,418 10,418 - Other - 1,119,948 1,187,995 68,726 (679�, 'Ibtal intergavernmental revenue - 11,598,065 11,366,929 101,039 (332,1751 Other revenue: Licenses and permits - 184,437 232,584 48,147 - Charges for services (435,921) 5,729,875 5,937,666 540,039 103,673 Fines, forfeits, and penalties - 13,000 12,486 (514) - Revenue fran use of money and property - 507,364 505,967 (10,086) 8,689 Reimburs�nents - 2,242,458 2,804,902 535,781 26,663 Zbtal other revenue (435,921�, 8,677,134 9,493,605 1,113,367 139,025 Zbtal revenues (435,921� 49,162,233 49,589,156 1,055,994 (193,1501 35 ' Schedule A-2, (Cont. CITY OF BANGOR, MAINE General Fund State�rient of Revenues, Expenditures, and Changes in Unreserved/Undesignated E�nd Balance - Budget and Actual Year Ended June 30, 1992 Variance � 33alances I'avorable (Unfavor_able) Carried Lapsed i:o 7/1/91 13udget Actual Sur_plus Car.ried Expenditures: General gaverrm�nt: Council - 63,357 63,366 (9) - Executive - 1,222,623 1,250,986 (28,363) - City clerk - 358,471 326,446 32,025 - Finance � - 373,820 370,073 3,747 - Assessment - 195,738 193,076 2,662 - Insurance - 216,707 458,496 (241,789) - p1�2ninq - 158�518 157,304 1,214 - Legal - 127,126 108,682 18,444 - Personnel - 99,244 95,108 4,116 - Econcanic develo�anent and research - 168,856 161,372 7,484 - Zbtal general gaverrm�nt - 2,984,460 3,184,909 (200,449� - Public Safety: Police - 3,364,850 3,276,670 88,180 - F� - 4,804,388 4,777,341 27,047 - Zbtal public safety - 8,169,238 8,054,011 115,227 - Health, welfare, and recreation: Health and welfare (30,264) 3,346,695 3,857,657 (522,382) (18,844) Parks and recreation - 676,917 670,214 6,703 - 7.bta1 health, welfare & recreation (30,264) 4,023,612 4,527,871 (515,6791 (18,844) Public buildings and services: Public services - 4,290,991 4,238,643 52,348 - NSc�tor pool - 82,341 (298,298) 380,639 - Private school services - 112,698 109,425 3,273 - Zbtal public buildings and services - 4,486,030 4,049,770 436,260 - Other agencies: Taxes paid to county - 1,247,549 1,247,890 (341) - Public library - 548,629 548,629 - - Zbtal other agencies - 1,796,178 1,796,519 �341) - 36 r, 5chedule A-2, (Cont.1 CITY OF BANC-�OR, MAINE General Fund Statem�nt of Revenues, E�endii:ures, and Changes in Unreser.ved/Und�signai�ed �.ind Balance - Budget and Actual Year Ended June 30, 1992 � Variance Bal.ances Favorable (Unfavorable) Carried Lapsed to 7/1/91 Budq�t Aci:ual Surplus Carried Education 99,020 26,010,256 25,486,072 - 623,204 Other appropriations: Recreation dis�rict tax - 100,160 100,160 - - Pensions and other fringe benefii:s - 94,423 98,392 (3,969) - Contingent - 74,280 12 74,268 - Debt service - 1,210,462 1,210,420 42 - Zbtal other appropriations - 1,479,325 1,408,984 70,341 - Zbtal expenditures 68,756 48,949,099 48,508,136 (94,641) 604,360 Excess (deficiency) of revenues aver expenditures (504,677� 213,134 1,081,020 961,353 411,210 Other financing sources (uses) : Appropriation fram designated fund balances - 295,355 818,520 523,165 - Operating txansfers - 9,300 9,300 - - City Nursing Facility subsidy - (90,713) (90,713) - - Parking Fund subsidy - (329,508) (226,951) 102,557 - Bass Park subsidy - (97,5681 (97,568) - - Zbtal other financing sources (uses) - (213�134) 412,588 625,722 - Excess (deficiency) of revenues over expenditures and other sources (uses) $ (504,677) $ - $ 1,493,608 1,587,075 $ 411,210 Unreserved/undesignated fund balances, beginning of period (762�6861 Unreserved/undesignated fund balance, � end of period $ 824,389 37 Schedule B-1 CITY OF 13ANGOR, MAINE Special Revenue I�nds CcgnbSning Balance Sheet June 30, 1992 (with compar_ative i:otals for June 30, 1991) Econamic Camnunity Urban IncenLive D�velo�xnent Develo�ent Ft�volving 7.btals Block Grants Action Grants Loan �nd 1992 1991 Assets Cash $ 259 $ 3,494 $ 222,804 $ 226,557 $ 261,475 Accounts receivable - - - - 700 Interest receivable 734 - - 734 - Loans receivable 1,601,919 1,124,074 17,284 2,743,277 2,442,937 Due frcan other gaverrnr�nts 150,299 - - 150,299 101,914 'Ibtal assets $ 1�753�211 $ 1�127�568 $ 240�088 $ 3�120�867 $ 2�807�026 Liabilities Accounts payable $ 35,838 $ - $ - $ 35,838 $ 6,251 Accrued payroll & withholdings 1,145 - - 1,145 3,328 Due to rehabilitation recipients 70,468 - - 70,468 - Deferred revenue 1,601,919 1,124,074 17,284 2,743,277 2,442,937 Due to other funds - - - - 102,311 Zbtal liabilities 1,709,370 1,124,074 17,284 2,850,728 2,554,827 F�nd Balances Reserve for encumbrances 21,394 - - 21,394 149,869 Designated fund balance 22,447 3,494 222,804 248,745 102,330 Total fund balances 43,841 3,494 222,804 270,139 252,199 Total liabilities and fund balances $ 1,753,211 $ 1,127,568 $ 240,088 $ 3,120,867 $ 2,807,026 38 Schedule B-2 CITY OF BANGOR, MAINE Special Revenue I�uZds Cambining Statement of Revenues, Expenditures, and Changes in F�.ind Balances Year Endcd June 30, 1992 Econc�mic Cammunity Urban Incentive Develo�nent Develo�ent Revolving Revenues: Block Grants Aci:ion Grants Loan F�nd ZtoL-als Intergovernmental $ 1,434,326 $ - $ - $ 1,434,326 Program incame 227,600 19,171 7,723 254,494 Revenue frc�n use of money and property - 1,915 6,817 8,732 'Ibtal revenues 1,661,926 21,086 14,540 1,697,552 Expenditures: Acquisition of real property 87,022 - - 87,022 Public works facilities site improv�nts 665,509 - - 665,509 � Code enforc�nent 1,493 - - 1,493 Disposition of real property 5,096 - - 5,096 Administration 192,359 - - 192,359 Rehabilitation and preservation activities 605,855 - - 605,855 Planninq 12,138 - - 12,138 Economi.c develo�anent 10,500 - - 10,500 Facade improve�nents 66,054 - - 66,054 Urban dcvelo�anent expenditures - 33,586 - 33,586 Zbtal expenditures 1,646,026 33,586 - 1,679,612 Excess (deficiency) of revenues over expenditures 15,900 (12,500) 14,540 17,940 �nd balances, at beginning of period 27,941 15,994 208,264 252,199 Fund balances, at end of period Si 43,841 $ 3,494 $ 222,804 $ 270,139 39 Schedule C-1 CITY OF BANGOR, MAINE Capital Projects Funds Balance Sheet June 30, 1992 (with comparative totals for June 30, 1991) 1992 1991* Assets Cash $ 378,796 $ 1,708,824 Interest receivable 21 - Contribution receivable 491, 843 - Deferred street assessments 30, 130 30, 130 Due from other governments - 112,877 Investment in BAN proceeds 51, 140 - Total assets $ 951, 930 $ 1, 851,831 Liabilities Accounts payable S 346 ,075 S 238 ,719 Fund Balances Reserved for encumbrances 3, 069 ,507 141,591 Unreserved: Designated for capital project expenditures (2, 656,257) 1, 362,822 Undesignated: Deferred street assessments 30, 130 30, 130 Future construction - General 140, 600 32, 637 Future construction - School 21,875 45 . 932 Total fund balances 605 ,855 1, 613 , 112 Total liabilities and fund balances $ 951,930' $ 1,851, 831 * Certain amounts have been reclassed to conform with 1992 presentation. 40 Schedule C-2 CITY OF 137�NC�OR, MAINE Capital Projects Funds Combining 5tai:ert�nt of Revenues, Expendii:ures, and Changes in F�nd Balances Year Ended June 30, 1992 Reserves � OLher for E�.�i:ure BuildS_nas Str_eets Elecl:.rical Schools Pr_oi�ci�s ConsL-ruction �bLal I2evenues: Interest inccane $ - $ - $ - $ 29,931 $ ?.3,128 $ - $ 53,059 Intergovernn�ntal - - - - 191,771 - 191,771 Contributions - - - - 1,156,£343 - 1,156,843 7.btal revenues - - - 29,931 1,371,742 - 1,401,673 Expenditures: Capital additions 10,366 74,916 _ 1,776 2,411,738 i,972,137 - 4,470,933 Deficiency of revenues aver expenditures (10,366�, �74,916) 1( .7761 _.(2,381,f3071 (600,395� - (3,069,260� Other financing sources (uses) : Operating transfers out (110,000) - - - (27,997) - (137,997) Bond anticipation note procecds - - - 2,200,000 - - 2,200,000 �btal other financing sources(uses) (110,000� - - 2,200,000 (27,997) - 2,062,003 Deficiency of revenues and other sources . aver expenditures and other uses (120,366) (74,916) (1,776) (181,807) (628,392) - (1,007,257) �nd balances, at beginning of period 120,950 211,544 2,031 (97,079) 1,266,968 108,69a 1,613,112 Transfers frc�t (to) rese.rves for fui;ure construction (584) 5,936 - 24,057 (113,315) 83,906 - Residual equity transfer - �90,0241 (1951 195 90,024 - - F�nd balances, at end of period $ - $ 52,540 $ 60 $ (254,634) ��2B5 $ 192,604 $ 6051 855 41 CITY OF BANGOR, MAINE Enterprise Funds Combining Balance Sheet June 30, 19.92 (with comparative totals for June 30, 1991) Sewer Utility Airport Fund Fund Assets Current assets : Cash $ 1,904, 656 $ 13,232,657 Due from water district 30, 986 - Due from other funds - 1, 156,498 Due from other governments 338,272 2,048,397 Interest receivable - 17,402 Accounts receivable 665,578 2,701, 386 Less : allowance for estimated uncollectible accounts 19 , 950 181,728 Net accounts receivable 645 , 628 2 ,519 , 658 Investment in direct financing lease - 92,253 Inventory, at cost 42 , 192 94,426 Prepaid expenses 1,886 8 ,226 Total current assets 2 , 963 , 620 19 . 169 ,517 Property, plant & equipment: Land 58,425 - Buildings, plant & equipment 6,036 ,306 - Pipelines & mains 18,747, 600 - Aircraft operational assets - 139 ,992,482 Parking structures - - Construction in process 26 , 820 , 399 5 , 233 , 987 51, 662 ,730 145,226 ,469 Less : accumulated depreciation 8 , 102 ,738 45 ,899 . 109 Net property, plant & equipment 43 ,559 , 992 99 , 327 ,360 Other assets : Investment in ban proceeds 361,326 150, 816 Investment for capital projects - 621, 163 Investment in direct financing lease - 1,245,409 Investment in RRG insurance - 53 ,260 Due from bond trustee 6,241,243 - Deferred sewer assessments 119 ,525 - Operating rights (net of accumulated amortization of $758, 007 in 1992 and $710,877 in 1991) - 541,993 Bond issuance costs (net of accumulated amortization of $20,753 in 1992) 394,309 - Proceeds from FAA land sale - - Total assets $ 53,640 , 015 $121, 109 ,518 Schedule D-1 City Municipal Nursing Parking Bass Park Golf Totals Facility Fund Fund Course 1992 1991 $ 150 $ 169 ,570 $ 51,789 $ 63, 867 $ 15,422,689 $ 10, 148,089 _ - - - 30,986 42,785 _ - - - , 1, 156,498 1, 078,432 _ - - - 2,386,669 1, 103, 665 982 1,903 - 201 20,488 - 156, 989 2 , 998 64,289 - 3,591,240 3, 727, 023 3 , 000 - 8 , 616 - 213 ,294 179 , 954 153 , 989 2 , 998 55 , 673 - 3 ,377 , 946 3 ,547 , 069 _ - - - 92 ,253 361, 350 19 , 653 - 6, 969 - 163,240 224,487 3 , 377 19 , 602 21 , 603 - 54 , 694 72 ,050 178 , 151 194 , 073 136 , 034 64 ,068 22 ,705 ,463 16 ,577 . 927 35,260 - 101, 900 - 195,585 195,405 2 , 150, 804 - 4,282,227 718,775 13, 188, 112 13, 013, 609 _ - - - 18, 747,600 17 , 125, 907 _ - - - 139 , 992,482 135, 044,435 - 6 ,446, 376 - - 6 ,446,376 6 ,433,855 214 , 856 - 454 ,421 - 32 ,723 , 663 19 , 771, 647 2,400, 920 6 ,446 , 376 4,838,548 718,775 211,293, 818 191,584, 858 1,740 ,726 1 ,049 , 607 2 , 150 ,289 79 , 339 59 , 021, 808 54 , 370 ,258 660 , 194 5 ,396 , 769 2 , 688 ,259 639 ,436 152 ,272 , 010 137 ,214 ,600 152,572 - 78,361 - 743,075 - - - - - 621, 163 - - - - - 1,245,409 _ 662 ,476 - - - - 53,260 53,260 - - - - 6 ,241,243 18,450,638 - - - - 119 ,525 120,519 - - - - 541,993 589 , 123 - - - - 394,309 415, 062 - - - - - 80,550 $ 990,917 $5 ,590, 842 $ 2,902 , 654 $ 703,504 $184 ,937 ,450 $174 , 164,155 42 CITY OF BANGOR, MAINE Enterprise Funds Combining Balance Sheet June 3Q, 1992 (with comparative totals for June 30, 1991) Sewer Utility Airport Fund Fund Liabilities and Fund Equitv Current liabilities : Accounts payable $ 1,098,481 $ 1,496,995 Accrued payroll and withholdings 7, 340 43,209 Direct financing lease payments payable - 26 , 034 Unearned income - 66,219 Due to other funds - - Workers ' comp self insurance 16,222 71,276 Accrued leave 20, 118 124,323 Accrued interest 517,298 86,244 Accrued expenses - 22 , 112 Deferred revenue - 9 ,504 Current installments - general obligation bonds 646 , 357 114 ,207 Total current liabilities 2 ,305, 816 2 , 060 , 123 Long-term liabilities: Direct financing lease payments payable - 717,710 Unearned income - 527, 699 Deferred sewer assessments 119,525 - Developer payable 73, 118 - General obligation bonds (net of current portion} 30,505, 643 3, 129, 111 Arbitrage payable 85,532 - Workers ' comp self insurance 208 ,206 - Total long-term liabilities 30 ,992 ,024 4,374,520 Total liabilities 33 297 840 6 434 643 Contributed capital: City 4,578,269 62 ,432 Federal, state and other 5,355, 018 90, 374,559 Customers 902 , 357 - Total contributed capital 10 , 835 , 644 90 ,436 ,991 Retained earnings: Appropriated 1, 192, 327 2,872,526 Unappropriated 8 ,314 ,204 21,365 ,358 Total retained earnings 9 .506 ,531 24 ,237 ,884 Total fund equity 20 342 175 114 674 875 Total liabilities and fund equity $ 53,640,015 $121,109 ,518 Schedule D-1 , (Cont. l City Municipal Nursing Parking Bass Park Golf Totals Facility Fund Fund Course 1992 1991 $ 166,412 $ 28,027 $ 139 ,360 $ 10,341 $ 2 , 939 ,616 $ 1,320,744 18,366 1, 395 14,248 2,327 86,885 114, 941 _ - - - 26,034 290,427 _ - - - 66 ,219 70, 923 222 ,065 - 934,433 - 1, 156,498 1,931, 350 95,257 - 10,250 - 193,005 454, 357 27 , 318 4,090 21, 605 3, 114 200,568 176 , 101 6, 076 155,467 5, 885 4, 102 775, 072 641, 084 _ - - - 22, 112 32,432 2 ,32? - 27,219 - 39, 044 51, 698 27 ,272 307 , 358 38 ,313 65 ,538 1, 199 , 045 1,202 ,406 565 , 087 496 , 337 1, 191 , 313 85 ,422 6 , 704 , 098 6 ,286 ,463 _ - - - 717 ,710 607 ,203 - - - - 527 , 699 55,273 _ - - - 119,525 120,519 - - - - 73, 118 73, 118 224, 111 5,098,325 281,414 323,386 39 ,561, 990 34,751, 033 - 4, 107 - - 89 ,639 85,205 432 ,463 - 26 , 750 - 667 ,419 - 656 ,574 5 , 102 ,432 308 , 164 323 ,386 41,-757 , 100 35 , 692 , 351 1,221 , 661 5 ,598 ,769 1 ,499 ,477 408 ,808 48 ,461, 198 41, 978 , 814 98,479 16, 636 934, 740 85,000 5,775,556 5, 902 ,719 125,534 130,500 1, 011,461 - 96,997, 072 98,208,436 - - - - 902 , 357 912 , 331 224 ,013 147 , 136 1,946 ,201 85, 000 103 , 674 , 985 105 ,023 ,486 14, 876 125,592 9 ,761 119 ,932 4, 335, 014 1,569, 918 (469 , 633) (280 , 655) (552 ,785) 89 ,764 28 ,466 ,253 25 ,591,937 �454 ,757 ) ( 155 ,063) (543, 0241 209 , 696 32 , 801,267 27 , 161,855 (230 ,744� �7 ,927 ) 1,403 , 177 294 ,696 136 ,476 ,252 132 , 185 ,341 $ 990,917 $5 ,590,842 $ 2 ,902, 654 $ 703,504 $184,937 ,450 $174, 164, 155 43 CITY OF BANGOR, MAINE Enterprise Funds Combining Statement of Revenues, Expenses and Changes in Retained Earnings Year Ended June 30, 1992 Sewer Utility Fund Operating revenues : Charges for services S 3 ,489 ,438 Operating expenses: Operating expenses other than depreciation and amortization 1, 641,026 Depreciation and amortization On assets acquired with own funds 251,826 On assets acquired with contributions 279 ,336 Total operating expenses 2 , 172 , 188 Operating income (loss) 1,317 ,250 Non operating revenue (expense) : Interest income 574,991 Interest expense ( 1,239 ,364) Miscellaneous income 19 ,570 Operating transfer from General Fund - Net non operating revenue (expense) (644 ,803� Net income (loss) 672,447 Add depreciation and amortization on assets acquired with contributions 279 ,336 Increase (decrease) in retained earnings 951,783 Retained earnings, at beginning of period 8 ,554 ,748 Retained earnings, at end of period $ 9 ,506 ,531 Schedule D-2 City Municipal Airport Nursing Parking Bass Park Golf Fund Facilitv Fund Fund Course Total $ 16 , 013 ,532 S 2 ,274 , 753 S 592 ,453 S 2 ,527 ,353 S 412 , 860 S 25 , 310 , 389 11, 020, 147 2 ,352 ,229 353, 043 2,795,358 249, 855 18, 411, 658 470, 312 34,416 289,503 37,463 38,411 1, 121, 931 3 , 101 , 320 59 , 638 21, 156 152 , 092 - 3 , 613 ,542 14 ,591, 779 2 ,446 ,283 663,702 2 ,984 ,913 288 ,266 23 , 147 , 131 1 ,421 ,753 � 171, 530� ( 71,249) (457 ,560) 124 ,594 2 , 163 , 258 658,524 23,404 4, 689 19 , 894 1,265 1,282,767 ( 145 ,946 ) ( 33, 185) ( 381,547 ) (46, 655) (26 ,010) ( 1, 872,707 ) 17 ,750 - - - - 37 , 320 - 90 ,713 226 , 951 97 ,568 - 415 , 232 530 , 328 80 , 932 ( 149 ,907 ) 70 , 807 �24 ,745) { 137 , 3881 1, 952 , 081 ( 90,598) (221, 156) (386, 753) 99 , 849 2, 025, 870 3 , 101,320 59 , 638 21 , 156 152 ,092 - 3 , 613 ,542 5, 053,401 ( 30, 960) (200, 000) (234, 661) 99, 849 5, 639 ,412 19 , 184 ,483 �423 , 797) 44 , 937 ( 308, 363) 109 , 847 27 , 161, 855 $ 24 ,237 , 884 $ (454 ,757) $ ( 155 ,063) $ (543, 024) $ 209 , 696 $ 32, 801,267 44 CITY OF BANGOR, MAINE Enterprise Funds Combining Statement of Cash Flows Year Ended June 30, 1992 Sewer Utility Fund Cash flows from operating activities : Cash received from customers $ 3,376,629 Cash payments to suppliers for goods and services ( 1,532,248) Cash payments to employees for services (502 ,400� Net cash provided by (used in) operating activities 1, 341, 981 Cash flows from noncapital financing activities : Interfund loans (repayments) (1,078,432) Operating subsidies received (paid) - Net cash provided by (used in) noncapital financing activities ( 1 ,07-8 ,4321 Cash flows from capital and re�ated financing activities : Proceeds from bond anticipation notes (ban) 3,000,000 Acquisition and construction of capital assets ( 12, 849 , 858) Principal paid on bonds (647, 169 ) Interest paid on bonds ( 1,602 , 170) Proceeds from sale of equipment 80,226 Grant monies received for capital assets 6 ,571 Contributions received for capital assets - Investment capital projects - Investment bond & ban proceeds 11,773, 062 Proceeds from FAA land sale - Net cash provided by (used in) capital and related financing activities (239 ,338� Cash flows from investing activities : Interest on investments 657 ,732 Net cash provided by investing activities 657 ,732 Net increase (decrease) in cash 681,943 Cash, at beginning of period 1,222 ,713 Cash, at end of period $ 1,904 , 656 Schedule D-3 City Municipal Airport Nursing Parking Bass Park Golf Fund Facility Fund Fund Course Total $ 16 , 178,461 $ 2, 322 ,835 $ 597,201 $ 2,551,748 $ 418,442 $ 25,445,316 (7 , 395, 131) ( 680, 035) (230,580) (2, 120, 711) ( 108,513) ( 12 , 067,218} j3 , 355 , 012�� 1,513 ,429 } ( 115, 859 ) ( 659 ,502)� 139 , 836 ) (6 ,286 , 0381 5 ,428 , 318 129 , 371 250 ,762 (228 ,465) 170 , 093 7 , 092 ,060 � ( 71,460) ( 134, 337) - 419 ,542 (30,689) ( 895, 376) 90 , 713 226 ,951 97 ,568 415 ,232 �71,460) (43 , 624) 226 ,951 517 , 110 ( 30 , 689 ) (480 , 144) 2 , 750, 000 155, 000 - 105,000 - 6 , 010, 000 ( 3, 873, 302 ) ( 118,554) ( 12 ,521) (404,022) ( 6) ( 17 ,258,263) ( 116 , 754) (27 , 272 ) ( 307 , 358) (38,313) ( 65,538) ( 1,202, 404) ( 112, 329 ) ( 8, 651) (391,301) ( 14, 867 ) (26 , 663) (2 , 155, 981) 17 , 750 - - - - 97, 976 865,467 - - - - 872, 038 - - - . 110,000 - 110, 000 ( 621, 163) - - - - (621, 163) ( 150 , 816 ) ( 152 ,572) - ( 78, 361) - 11, 391, 313 80 ,550 - - - - 80 ,550 ( 1, 160 ,597 �_( 152 , 049 L( 711, 180) ( 320 ,563) ( 92 ,207�(2 , 675 ,934j 634 ,517 22 ,422 2 , 989 19 , 894 1, 064 1 , 338 , 618 634 ,517 22 ,422 2 , 989 19 , 894 1 , 064 1, 338 ,618 4, 830, 778 (43, 880) (230,478) ( 12, 024) 48,261 5,274,600 8 ,401, 879 44 , 030 400 ,048 63 , 813 15 . 606 10 , 148 ,089 $ 13,232 , 657 $ 150 $ 169 ,570 $ 51,789 $ 63 ,867 $ 15,422 , 689 45 CITY OF BANGOR, MAINE Enterprise Funds Combining Statement of Cash Flows Year Ended June 30, 1992 Sewer Utility - Fund Reconciliation of operating income to net cash provided by (used in) operating activities: Operating income (loss) S 1, 317 ,250 Adjustments to reconcile operating income (loss) � to net cash provided by (used in) operating activities : Depreciation and amortization 531, 162 Provision for uncollectible accounts 19, 950 Changes in assets and liabilities : ( Increase) decrease in accounts receivable ( 124,608) ( Increase) decrease in due from water district 11,799 (Increase) decrease in inventory 8, 817 (Increase) decrease in prepaid expenses 2, 694 Increase (decrease) in accounts payable ( 613, 362) Increase (decrease) in accrued expenses 188,279 Increase (decrease) in deferred revenue - Total adjustments 24 , 731 Net cash provided by (used in) operating activities $ 1,341,981 Schedule D-3 , (Cont. l City Municipal Airport Nursing Parking Bass Park Golf Fund Facility Fund Fund Course Total $ 1,421,753 $ �171,530) $ (71,249 ) S (457 ,560) S 124 ,594 S 2 , 163 ,258 3,571, 632 94,054 310, 659 189,555 38,411 4,735,473 18,728 ( 13, 954) - 8,616 - 33,340 164,929 45,761 4,748 39 ,370 5,582 135,782 - - - - - 11,799 51,233 (4,011) - 5,208 - 61,247 3, 180 (73) 609 10, 655 290 17 , 355 165,228 21, 820 6, 870 (29 , 991) 3,739 (445, 696 ) 31, 635 154, 983 (875) 20,657 (2 ,523) 392 , 156 - 2 , 321 - ( 14 , 975) - ( 12 , 6541 4, 006 ,565 300 , 901 322 , 011 229 , 095 45 ,499 4 , 928 , 802 $ 5, 428,318 $ 129 , 371 � $ 250, 762 $ (228 ,465) S 170,093 $ 7 ,092 , 060 46 Schedule E-1 CITY OF SANGOR, MAINE Trust & Ag�ncy F�nds Cambining Balance Sheet June 30, 1992 (with camparative totals tor June 30,1991) Non�xpendable Trust F�nds Zbtals Oi:her Revolving Expendable Agency Funds Loan Funds Zbtal Trust F�nds �nd 1992 1991* Assets Cash $ (16,499) $ 3,308 $ (13,191) $ - $ 489,496 $ 476,305 $ 675,721 Investsnents , at cost (Market value, 1992 $3,058,003 1991 $2,341,404) 791,663 45,067 836,730 16,156 2,165,324 3,018,210 2,340,606 Receivables: Accounts - - - - 509 509 32,372 Loans to students - 55,642 55,642 - - 55,642 58,252 Interest - - - - 2,001 2,001 - Due fresn other goverrm�nts - - - - 10,384 10,384 - Zbtal assets $ 775,164 $ 104,017 $ 879,181 $ 16,156 $ 2,667,714 $3,563,051 $3,106,951 Liabilities Amr�unts held by agency fund for others $ - S - S - $ - $ 2,667,714 $2,667,714 52,223,598 Fund Balances Reserve for loans - 104,017 104,017 - - 104,017 99,203 Reserve for endawn�nts 516,900 - 516,900 - - 516,900 539,843 Unreserved - designated for subsequent expenditures 258,264 - 258,264 16,156 - 274,420 244,307 Zbtal fund balances 775,164 104,017 879,181 16,156 - 895,337 883,353 Zbtal liabilities and fund balances $ 775,164 $ 104,017 $ 879,181 $ 16,156 $ 2,667,714 $3,563,051 $3,106,951 , * Restated, Note 13 47 � Schedule E-2 CITY OF BANGOR, MAINE Expendable Trust Funds Statement of Revenues, Expenditures, and Changes in Fund Balances Year Ended June 30, 1992 Revenues : Interest $ 564 Contributions 13 ,257 Total revenues ' 13 ,821 Expenditures : Payments to beneficiaries 7 , 087 Total expenditures '1 . �8'1 Excess of revenues over expenditures 6,734 Fund balances, at beginning of period 9 ,422* Fund balances, at end of period $ 16 , 156 * Restated, Note 13 48 Schedule E-3 CITY OF BANC�OR, MAINE Nonexpendable Trust F�nds C�nbining Stat�nent of Revenues, Expenses, and Changes in Fund Balances Year Ended June 30, 1992 OL-her Revolving Operating revenues: F�inds Loan F�nd Zbtal Interest $ 49,287 $ 4,814 $ 54,101 Lot sales 3,500 - 3,500 Zbtal revenues 52,787 4,814 57,601 Operating expenses: Perpetual care fees 17,284 - 17,284 Distribution to Hcane for Aged Warr�en 29,798 - 29,798 Other payments to beneficiaries 5,269 - 5,269 Zbtal expenses 52,351 - 52,351 Net inccane 436 4,814 5,250 �nd balances, at beginning of period 774,728 99,203 873,931* F�nd balances, at end of period $ 775,164 $ 104,017 $ 879,181 * Restated, Note 13 49 Schedule E-4 CITY OF BANGOR, MAINE Nonexp�ndable Trust �nds Ccanbining St,at�nent of Cash Flaws Year Ended June 30, 1992 Other Revolving I unds Loan Fiznd Zbi:al Cash flcxvs frcan opera�Ling acti_vii:ies: Cash received from custamers $ 3,500 $ - $ 3,500 Cash received on invest�nts 49,287 4,814 54,101 Cash paid to beneficiaries ( 52,3511 - �52,351j Net cash providcd by operai:ing activities 436 4,814 5,250 Cash flaws frcan noncapital financing activities: Student loan payments received - 2,610 2,610 Net cash pravided by noncapital financing activities - 2,610 2,610 Cash flc�vs frcgn investing activities: Net sales (purchases) of investr�nts � 215,911� 3,766 (212,1451 Net cash pravided by (used in) investing activities ( 215,911� 3,766 (212� ,145� Net increase (decrease) in cash ( 215,475) 11,190 (204,285) Cash� at beg�nn�ng of period 198,976 ( 7,882� 191,094* Cash, at end of period $( 16,499) $ 3,308 $ (13,191) Reconciliation of operating inco� to net cash provided by operati.ng activities: Operating incc� $ 436 $ 4,814 $ 5,250 Adjustments to reconcile operating incane to net cash � pravided by operating activities: � Zbtal adjustrnents - - - Net cash pravided k�y operatang activities $ 436 $ 4,814 $ 5,250 * Restated, Note 13 50 Schedule F CITY OF BANGOR, MAINE Assessed Valuation, CoFnmitment and Collections Year Ended June 30, 1992 Valuation: Land and buildings $ 1, 137,729,400 Personal property 103 , 825 , 600 Total valuation S 1,241 ,555 ,000 Commitment: Real estate and personal property $1,241,555, 000 Tax rate . 0213 Total commitment 26,445, 122 Add: Supplemental taxes committed 2 ,756 26,447 ,878 Less: Collections - 1992 24,316 , 637 Abatements 180 , 157 1992 Taxes receivable at June 30, 1992 $ 1,951, 084 51 Table 1 CITY OF BANGOR, MAINE Property Tax Valuatians, Levies and Collections Last Ten Fiscal Periods Collections Fiscal Assessed Property Property in Year �-age of Year Valuation Tax Rate Tax Levy of Levy Collection 1983 462 , 895,320 31. 68 ' 14,664,524 13,957,974 95 .2 1984 470, 635,982 33 . 63 15,827,488 15, 100, 933 95 . 4 1985 484, 384,300 32 . 00 15,500,298 15, 112,575 97 .5 1986 513,223,900 32 . 00 16,423, 165 15, 812, 838 96 . 3 1987 547,229 , 100 31. 30 17, 128,2T1 16,416 ,426 95 . 8 1988 891,549 ,000 20.30 18,098,445 17,436,509 96 .3 1989 1,022,201,700 19 .50 19,932,933 19, 124,842 96 . 0 1990 1, 183, 632 , 000 17 .75 21,009,468 19 ,765, 915 94 . 1 1991 1,220,826, 100 18 . 90 23,073,613 21, 313,338 92 .4 1992 1,241,555,000 21 . 30 26 ,445, 122 24,316, 637 92 . 0 52 Table 2 CITY OF BANGOR, MAINE Local Assessed Valuations Last Ten Fiscal Periods Fiscal Total Assessed Personal Year Tax Rate Valuation Real Property Property 1983 31. 68 462,895,320 420,325, 190 42,570, 130 1984 33 . 63 470,635, 982 424, 900,452 45,735,530 1985 32 . 00 484,384,300 438,259, 600 46 , 124,700 1986 32 . 00 513,223,900 455,361, 100 57,862, 800 1987 35.30 547,229 ,100 486, 352,000 60, 877, 100 1988 20 . 30 891,549,000 804,676,300 86,872,700 1989 19 .50 1,022,201,700 927,665,500 94,536,200 1990 17 .75 1, 183,632,000 1,082, 126 , 000 101,506 ,000 1991 18 . 90 1,220,826, 100 1, 116 , 894,300 103,931, 800 1992 21. 30 1,241,555, 000 1, 137,729,400 103,825, 600 53 This page left intentionally blank. CITY OF BANGOR, MAINE General Fund Expenditures by Function** Last Ten Fiscal Periods Public Health, Taxes Buildings Fiscal General Public Welfare & Paid to and Public Year Government Safety Recreation County Services 1983 1,421, 132 4,262,987 1,384, 122 389,817 3,391,773 1984 1, 621,971 4,819,962 1,507,402 372, 117 3,550,215 1985 1, 664, 091 4,956,714 1,416,060 363,532 3,433,451 1986 1,771,212 5,624,974 1,540, 171 403,473 3,584,628 1987 1,938,210 5,715,586 1,633,783 457,391 3,681, 371 1988 2 , 352,271 6, 130,389 1,554, 841 728,922 3,813,924 1989 2 ,280,921 6,879,079 1,952,226 875,380 4,306,620 1990 3,516 , 105 7, 184,337 2,222,650 1,040,520 3,847,293 1991 3, 617,711 7,644, 841 2,794,883 1, 187, 147 4, 126,514 1992 3, 184,909 8, 054,011 4,527,871 1,247 , 890 4,049,770 * Does not include Education - related debt ** Budget basis - Schedule A-2 Table 3 Designated Debt* Fund Education Service Balance Other Total 10,414,896 1,052,511 - 696,269 23,013,507 10,442, 128 998,226 - 714,854 24,026, 875 11,461,231 937,055 775, 000 854,508 25,861,642 13,201,683 1,097 ,488 641,996 657,498 28,523,123 14,351, 668 1, 150,489 - 686,374 29,614, 872 18, 112, 132 1,225, 692 - 683, 111 34,601,282 20, 338,411 1, 186,968 - 794,605 38,614,210 22,289,738 1,021, 821 - 974,004 42, 096,468 24, 847,977 1, 150,036 - 768,477 46 , 137,586 25,486, 072 1,210 ,420 - 747, 193 48,508, 136 54 CITY OF BANGOR, MAINE General Fund Revenue by Source* Last Ten Fiscal Periods Fiscal Property Other Licenses & Fines & Year Taxes Taxes Permits Forfeits 1983 15,026 ,000 1,374,309 145, 881 62, 615 1984 15,945,826 1,591,819 210, 117 60,467 1985 15, 967,934 1,727 ,442 234,607 60, 879 1986 16,430,725 1,949 ,307 243,345 63,378 1987 17, 111,568 2, 160, 807 154,283 5,368 1988 18,058, 106 2,442,975 192, 845 10,203 1989 19 ,710,247 2,588,696 237,847 11,931 1990 20,261,206 2,681,592 211, 100 9,453 1991 22 ,211, 177 2,612,983 199, 007 15,355 1992 26, 029,037 2,699,585 232,584 12,486 * Budget basis - Schedule A-2 Table 4 Use of Inter- Charges Money & Governmental for Reim- Total Property Revenue Services bursements Revenues . 1,058,435 5, 608,420 1, 120, 140 292,549 24, 688,349 1, 183, 827 5,885,432 619,741 368,515 25,865,744 1,733,772 6 ,601,075 533,474 259,294 27, 118,477 1,568,448 7,625,529 638,603 259 ,065 28,778,400 1,467,622 7, 992,324 620,355 307 , 099 29,819 ,426 1,426,272 8, 749, 115 2,972,056 282,274 34, 133, 846 1, 112 , 318 10, 110,512 3,448,093 737,504 37 ,957,148 1,932, 699 11, 685,235 4,323,202 816,097 41,920,584 1, 162, 157 12 ,269,912 5, 154,889 1,423, 846 45,049 , 326 505, 967 11,366,929 5,937 ,666 2, 804 , 902 49 ,589 , 156 55 Table 5 CITY OF BANGOR, MAINE Ratio of Annual Deb� Service Expenditures for General Bonded Debt to Total General Fund Expenditures Last Ten Fiscal Periods Percentage of Debt Service Total General Total to Total Fiscal Bonded Debt General Fund General Year Principal Interest Service Expenditures* Expenditures 1983 924,999 744,336 1,669,335 23,013,507 7 .254 1984 706,655 714,974 1,421, 629 24,026,875 5 . 917 1985 676,481 658,671 1,335,152 25, 861,642 5 . 163 1986 823, 010 678,892 1,501,902 28,523, 123 5 .266 1987 912,892 661,378 1,574,270 29 ,614, 872 5 . 316 1988 973,945 712 ,404 1,686,349 34,601,282 4 . 873 1989 1, 102, 988 692,541 1,795,529 38, 614,210 4 . 650 1990 1,039 ,852 959,567 1,999,419 42,096,468 4 . 750 1991 1,460, 110 1,087 ,678 2,547,788 46, 137,586 5 .520 1992 1,552 ,596 1,005, 862 2,558,458 48,508, 136 5 .274 * Budget basis - Schedule A-2 56 Table 6 CITY OF BANGOR, MAINE Debt Service Requirements to Maturity General Obligation Bonds Fiscal Total Year Principal Interest Requirement 1993 $ 2,740,000 $ 2, 816,469 $ 5,556,469 1994 3,750,000 2, 600, 670 6,350,670 1995 3,550,000 2,366, 312 5,916,312 1996 3,295,000 2, 147,537 5,442,537 1997 2, 960,000 1, 950, 028 4,910, 028 1998 2,890,000 1,765,467 4, 655,467 1999 2,565,000 1,593,956 4, 158, 956 2000 2,440, 000 1,437 ,300 3, 877 ,300 2001 2 ,205,000 1,291, 169 3,496 , 169 2002 2,025,000 1, 157 ,565 3, 182,565 Subsequent 19 ,230,000 5, 181,567 24,411,567 Bond Anticipation Notes permanently financed in fiscal year 1993 8 ,210,000 363 , 136 8 ,573 , 136 $ 55, 860, 000 $ 24,671, 176 $ 80 ,531, 176 57 Table 7 CITY OF BANGOR, MAINE Ratio of Bonded Debt to Assessed Value and General Bonded Debt Per Capita Last Ten Fiscal Periods Ratio of General General Bonded Bonded Fiscal Debt to Debt per Year Bonded Debt Valuation Assessed Value Capita 1983 $ 12,960, 000 $ 462,895,320 2 . 8 409 .57 1984 11, 925,000 470,635,982 2 .5 376 . 86 1985 12,510,000 484,384,300 2 . 6 395 . 35 1986 12,235, 000 513,223,900 2 .4 386 . 65 1987 12,740, 000 547,229,100 2 . 3 402 . 62 1988 14,590, 000 891,549,000 1 . 6 461. 08 1989 31, 040,000 1, 022,201,700 3. 0 980 . 94 1990 33, 695,000 1, 183,632,000 2 . 8 1, 019 . 18 1991 50,405, 000 1,220,826,100 4 . 1 1,524 . 61 1992 55,860,000 1,241,555,000 4 .5 1, 689 . 60 Based on 1980 population of 31,643 through 1989 and 1990 population of 33, 061 thereafter. 58 Table 8 CITY OF BANC-,OR, MAINE Four Year Historical Trend Inforn�ai�ion Defined Pension B�nefit Plan - Participating Local District Plan Fiscal Year 1989 1990 1991 1992 Cavered payroll S 13,536,500 $ 15,156,900 $ 15,731,400 $ 16,223,381 Norn�al retirn�nt costs 11.04� 9.51� 10.40� 10.56� Unfunded liability 10.72� 9.92� 11.13� 10.60$ Survivors benefits .15� .14� .12� .14� Zbtal eqnploy�r contributions 21.91� 19.57� 21.65� 21.30� Nonmal retirerr�nt costs $ 1,494,426 $ 1,441,418 $ 1,636,061 $ 1,713,189 Unfunded liability 1,451,109 1,503,561 1,750,900 1,719,675 Survivors benefits 20,304 21,220 18,878 22,713 Zbtal �nplayer costs $ 2,965,839 S 2,966,199 S 3,405,839 S 3,455,577 Emplaye� contribution rate 6.50� 6.50� 6.50� 6.50� gnplay�e contribution costs � 879,870 $ 985,196 $ 1,039,190 $ 1,060,560 7.btal contribution $ 3,845,709 $ 3,951,395 $ 4,445,029 $ 4,516,137 59